Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Perry Alan McClainCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$6004-17-2019
Andrew Lucas FinniganCommonwealth Financial NetworkLPL Financial LLC$2509-24-2018
Teresa Kaye MansellCommonwealth Financial NetworkLPL Financial LLC$2009-24-2018
Kevin Jean PentzCommonwealth Financial NetworkThrivent Investment Management Inc.10-23-2017
Eric Jacobsen, Lanny NebekerCommonwealth Financial NetworkSignator Investors$15005-17-2017
Eric Allen JacobsenCommonwealth Financial NetworkSignator Investors, Inc.$10005-17-2017
Todd James LindleyCommonwealth Financial NetworkLincoln Financial Advisors Corporation$5005-31-2016
Kathy Miller Parrish, Connie Arlene FalonCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$5009-16-2015
Kathleen Marie OConnorCommonwealth Financial NetworkMetLife Securities Inc.04-02-2015
Christopher George BafusCommonwealth Financial NetworkMetLife Securities Inc.02-06-2015
Meena Siulai ChengCommonwealth Financial NetworkD.A. Davidson & Co.$2509-26-2014
Graham Scott MillerCommonwealth Financial NetworkWaddell & Reed09-06-2013
Nancy Jane Boggs LapointeCommonwealth Financial NetworkMetLife Securities Inc.08-09-2013
Joleen Lorrain YeltonCommonwealth Financial NetworkWaddell & Reed03-28-2013
Joshua James HummelCommonwealth Financial NetworkWamu Investments, Inc.04-09-2009

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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