Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark William MooreCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$10010-22-2019
Candace Blasi GaryCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10010-18-2019
Justin Earl HenselCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$7410-18-2019
Patrick Joseph O'BrienCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$5010-18-2019
Karen Dolan CurranCommonwealth Financial NetworkBolton Securities Corporation$5010-11-2019
Karen Dolan CurranCommonwealth Financial NetworkBolton Securities Corporation$5010-11-2019
Alex SimonCommonwealth Financial NetworkRaymond James & Associates, Inc.$2510-04-2019
Jan Graybill, Robert Wermuth, Matthew Kulp, Kevin DonohueCommonwealth Financial NetworkSecurian Financial Services$1,00010-01-2019
Christine Ann LaneCommonwealth Financial NetworkLPL Financial LLC09-09-2019
Christine Ann LaneCommonwealth Financial NetworkLPL Financial LLC09-09-2019
Edward Gerard RosarCommonwealth Financial NetworkWorld Equity Group, Inc.$5009-03-2019
Michael Andrew GermoCommonwealth Financial NetworkRoyal Alliance Associates, Inc.08-26-2019
Michael Andrew GermoCommonwealth Financial NetworkRoyal Alliance Associates, Inc.08-26-2019
Allen Webster DillaireCommonwealth Financial NetworkH.D. Vest Investment Services$15008-22-2019
Allen Webster DillaireCommonwealth Financial NetworkH.D. Vest Investment Services$15008-22-2019
Michael William SchroederCommonwealth Financial NetworkAmeriprise Financial Services, Inc.08-20-2019
Michael William SchroederCommonwealth Financial NetworkAmeriprise Financial Services, Inc.08-20-2019
Michael William SchroederCommonwealth Financial NetworkAmeriprise Financial Services, Inc.08-20-2019
Heather Ann AndersonCommonwealth Financial NetworkSagepoint Financial, Inc.08-14-2019
Heather Ann AndersonCommonwealth Financial NetworkSagepoint Financial, Inc.08-14-2019
Heather Ann AndersonCommonwealth Financial NetworkSagepoint Financial, Inc.08-14-2019
Charlotte JayCommonwealth Financial NetworkSagePoint Financial, Inc.$5908-09-2019
James Matthew FlynnCommonwealth Financial NetworkMorgan Stanley07-19-2019
Rance Joseph HillierCommonwealth Financial NetworkMorgan Stanley07-19-2019
Janice Regina BoothCommonwealth Financial NetworkLPL Financial LLC07-18-2019
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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