Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marvin Gilbert Vick Jr.Commonwealth Financial NetworkAmeriprise Financial Services, LLC06-14-2019
Michael Ernest SpearsCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-14-2019
Brian Jeffery CummingsCommonwealth Financial NetworkCetera Investment Services LLC06-11-2019
Alec Joseph MurrayCommonwealth Financial NetworkEdward Jones06-04-2019
Jay L. Hollis Jr.Commonwealth Financial NetworkTaylor Securities, Inc.$15006-03-2019
Kaysian Cavell GordonCommonwealth Financial NetworkUBS Financial Services Inc.$2,00006-03-2019
Leopold D. AlapontCommonwealth Financial NetworkU.S. Bancorp Investments, Inc.06-03-2019
Mark Middleton O'BrienCommonwealth Financial NetworkThe Strategic Financial Alliance, Inc.$2506-03-2019
Perry M. SuttonCommonwealth Financial NetworkCitizens Securities, Inc.06-03-2019
Joseph Kenneth Edwins Jr.Commonwealth Financial NetworkAmeriprise Financial Services, LLC$2505-31-2019
James Walter NoackCommonwealth Financial NetworkMadison Avenue Securities, LLC05-31-2019
Stan Eugene GraberCommonwealth Financial NetworkParkland Securities, LLC05-30-2019
William Lawrence Gaines JrCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC05-22-2019
Robert Bruce Williams IVCommonwealth Financial NetworkNext Financial Group, Inc.$2505-17-2019
Francis J Weller IIICommonwealth Financial NetworkWeller Asset Management05-17-2019
Michael Francis WhitneyCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$5005-08-2019
Jonathan Michael BlaisdellCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2019
Bryan J. McNamaraCommonwealth Financial NetworkVALIC Financial Advisors, Inc.05-06-2019
Matthew Lane UnderwoodCommonwealth Financial NetworkEdward Jones05-03-2019
William Howell CullensCommonwealth Financial NetworkHornor, Townsend & Kent, LLC04-29-2019
Ralph Lanier Rhodes IIICommonwealth Financial NetworkHornor, Townsend & Kent, LLC04-29-2019
Gerard Francis WrableyCommonwealth Financial NetworkAmeritas Investment Company, LLC04-23-2019
Zachary M. WebbCommonwealth Financial NetworkCambridge Investment Research, Inc.04-23-2019
Perry Alan McClainCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$6004-17-2019
James Leroy ShockmanCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC04-17-2019
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.