Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Reid Gregory PrinzoCommonwealth Financial NetworkMFS Fund Distributors, Inc.03-18-2019
Michael Joseph HanniganCommonwealth Financial NetworkSecurian Financial Services, Inc.03-19-2019
Mark Joseph HanniganCommonwealth Financial NetworkSecurian Financial Services, Inc.03-19-2019
Christopher Michael YeagleCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2019
Richard Paul HandCommonwealth Financial NetworkKestra Investment Services, LLC03-28-2019
Chad Wilford LangevinCommonwealth Financial NetworkTIAA-CREF Individual & Institutional Services, LLC04-01-2019
Timothy Douglas StowellCommonwealth Financial NetworkFidelity Personal and Workplace Advisors04-01-2019
Brian Joel AkeCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2019
Justin Alexander PhillipsCommonwealth Financial NetworkMML Investors Services, LLC04-15-2019
Marites Jane AvilaCommonwealth Financial NetworkJ.P. Morgan Securities LLC04-15-2019
Perry Alan McClainCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$6004-17-2019
James Leroy ShockmanCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC04-17-2019
Andrew Robert Thibeault Jr.Commonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$2504-17-2019
Conner Mathew HartmannCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC04-17-2019
Gerard Francis WrableyCommonwealth Financial NetworkAmeritas Investment Company, LLC04-23-2019
Zachary M. WebbCommonwealth Financial NetworkCambridge Investment Research, Inc.04-23-2019
William Howell CullensCommonwealth Financial NetworkHornor, Townsend & Kent, LLC04-29-2019
Ralph Lanier Rhodes IIICommonwealth Financial NetworkHornor, Townsend & Kent, LLC04-29-2019
Matthew Lane UnderwoodCommonwealth Financial NetworkEdward Jones05-03-2019
Bryan J. McNamaraCommonwealth Financial NetworkVALIC Financial Advisors, Inc.05-06-2019
Jonathan Michael BlaisdellCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2019
Michael Francis WhitneyCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$5005-08-2019
Robert Bruce Williams IVCommonwealth Financial NetworkNext Financial Group, Inc.$2505-17-2019
Francis J Weller IIICommonwealth Financial NetworkWeller Asset Management05-17-2019
William Lawrence Gaines JrCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC05-22-2019
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.