Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Matthew FlynnCommonwealth Financial NetworkMorgan Stanley07-19-2019
Rance Joseph HillierCommonwealth Financial NetworkMorgan Stanley07-19-2019
Janice Regina BoothCommonwealth Financial NetworkLPL Financial LLC07-18-2019
Matthew John MorganCommonwealth Financial NetworkJames River Asset Management, LLC07-15-2019
Melissa MarinCommonwealth Financial NetworkJohn Hancock Distributors LLC07-08-2019
Edward Albert HarofCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$5007-01-2019
Rodney Cyril DrysdaleCommonwealth Financial NetworkKestra Investment Services, LLC06-26-2019
Marvin Gilbert Vick Jr.Commonwealth Financial NetworkAmeriprise Financial Services, Inc.06-14-2019
Michael Ernest SpearsCommonwealth Financial NetworkAmeriprise Financial Services, Inc.06-14-2019
Jay L. Hollis Jr.Commonwealth Financial NetworkTaylor Securities, Inc.$15006-03-2019
Leopold D. AlapontCommonwealth Financial NetworkU.S. Bancorp Investments, Inc.$5006-03-2019
Mark Middleton O'BrienCommonwealth Financial NetworkThe Strategic Financial Alliance, Inc.$2506-03-2019
Perry M. SuttonCommonwealth Financial NetworkCitizens Securities, Inc.06-03-2019
Joseph Kenneth Edwins Jr.Commonwealth Financial NetworkAmeriprise Financial Services, Inc.$2505-31-2019
James Walter NoackCommonwealth Financial NetworkMadison Avenue Securities, LLC05-31-2019
Stan Eugene GraberCommonwealth Financial NetworkParkland Securities, LLC05-30-2019
Robert Bruce Williams IVCommonwealth Financial NetworkNext Financial Group, Inc.$2505-17-2019
Bryan J. McNamaraCommonwealth Financial NetworkVALIC Financial Advisors, Inc.05-06-2019
Gerard Francis WrableyCommonwealth Financial NetworkAmeritas Investment Corp.04-23-2019
Zachary M. WebbCommonwealth Financial NetworkCambridge Investment Research, Inc.04-23-2019

Showing 1 to 20 of 20 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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