Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacob E. MillerCommonwealth Financial NetworkMorgan Stanley09-20-2019
Ryan Joel CanalesCommonwealth Financial NetworkStonewater Wealth Management, Inc.09-16-2019
Christine Ann LaneCommonwealth Financial NetworkLPL Financial LLC09-09-2019
Daniel Patrick McCurryCommonwealth Financial NetworkPWA Wealth Management08-23-2019
Michael William SchroederCommonwealth Financial NetworkAmeriprise Financial Services, Inc.08-20-2019
Michael Jeffrey PassanteCommonwealth Financial NetworkAmeriprise Financial Services, Inc.08-20-2019
Megan RinaudoCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2019
Michelle J Marcus CrossCommonwealth Financial NetworkH. Beck, Inc.08-05-2019
Tejas Laxman BorseCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2019
Matthew John MorganCommonwealth Financial NetworkJames River Asset Management, LLC07-15-2019
Kristopher Michael MaleskiCommonwealth Financial NetworkNYLIFE Securities LLC07-15-2019
Robert James StapletonCommonwealth Financial NetworkWestern International Securities, Inc.07-01-2019
Rodney Cyril DrysdaleCommonwealth Financial NetworkKestra Investment Services, LLC06-26-2019
Michael Andrew GermoCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$10008-26-2019
David Ralph JayCommonwealth Financial NetworkSagePoint Financial, Inc.$10008-09-2019
James Matthew FlynnCommonwealth Financial NetworkMorgan Stanley$10007-19-2019
Rance Joseph HillierCommonwealth Financial NetworkMorgan Stanley$10007-19-2019
Philip Marcus Winstead Jr.Commonwealth Financial NetworkPNC Investments$10006-28-2019
Timothy Edward Curtis MenefeeCommonwealth Financial NetworkEdward Jones$15008-30-2019
Allen Webster DillaireCommonwealth Financial NetworkAvantax Investment Services, Inc.$15008-22-2019
Ron JaegerCommonwealth Financial NetworkLPL Financial LLC$20007-11-2019
Thomas Michael LawlessCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$25008-20-2019
Steve H NguyenCommonwealth Financial NetworkCitizens Securities, Inc.$25008-12-2019
Janice Regina BoothCommonwealth Financial NetworkLPL Financial LLC$25007-18-2019
Charlotte Kay JayCommonwealth Financial NetworkSagePoint Financial, Inc.$29008-09-2019
Next Page »

Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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