Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yuet Fu LeeCommunityAmerica Financial Solutions, LLCRaymond James Financial Services, Inc.04-30-2018
Xiao Qin KomischkeCommunityAmerica Financial Solutions, LLCRaymond James Financial Services, Inc.04-30-2018
Tysyn HartmanCommunityAmerica Financial Solutions, LLCMML Investors Services, LLC12-12-2019
Tuo Sheng MeiCommunityAmerica Financial Solutions, LLCRaymond James Financial Services, Inc.$10004-30-2018
Todd Christopher SalzmanCommunityAmerica Financial Solutions, LLCCUSO Financial Services, L.P.05-21-2014
Timothy Dale BlakeCommunityAmerica Financial Solutions, LLCCUSO Financial Services, L.P.$10005-09-2014
Thomas Norton HarberCommunityAmerica Financial Solutions, LLCCUSO Financial Services, L.P.05-21-2014
Taylor Brianne AhernCommunityAmerica Financial Solutions, LLCAmerican Century Investment Services Inc.06-05-2018
Stephane Le LepichonCommunityAmerica Financial Solutions, LLCRaymond James Financial Services, Inc.04-30-2018
Simon K ChanCommunityAmerica Financial Solutions, LLCRaymond James Financial Services, Inc.04-30-2018
Shayne Adelbert DentonCommunityAmerica Financial Solutions, LLCCUSO Financial Services, L.P.05-21-2014
Scott L. PfeiferCommunityAmerica Financial Solutions, LLCCUSO Financial Services, L.P.$50005-21-2014
Scott Christopher AdamsCommunityAmerica Financial Solutions, LLCCUSO Financial Services, L.P.$50005-21-2014
Sandra Lee RinkeCommunityAmerica Financial Solutions, LLCCUSO Financial Services, L.P.05-21-2014
Sammy J. CarrasquilloCommunityAmerica Financial Solutions, LLCRaymond James Financial Services, Inc.04-30-2018
Ryan Nicholas SmarrCommunityAmerica Financial Solutions, LLCFBL Marketing Services, LLC$10012-06-2016
Ronald Lee YountCommunityAmerica Financial Solutions, LLCCUSO Financial Services, L.P.$25005-21-2014
Rance Jay CarlsonCommunityAmerica Financial Solutions, LLCCUSO Financial Services, L.P.$50005-21-2014
Michael Patrick HaggertyCommunityAmerica Financial Solutions, LLCCUSO Financial Services, L.P.$15003-27-2014
Michael Andrew KeetonCommunityAmerica Financial Solutions, LLCCUSO Financial Services, L.P.$10005-21-2014
Kristi Erin StrawCommunityAmerica Financial Solutions, LLCCUSO Financial Services, L.P.05-21-2014
Kelvern Voon ChenCommunityAmerica Financial Solutions, LLCRaymond James Financial Services, Inc.04-30-2018
Kathryn Michele AlexanderCommunityAmerica Financial Solutions, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2019
Joseph MarasciulloCommunityAmerica Financial Solutions, LLCRaymond James Financial Services, Inc.$50004-30-2018
Joanna Maria SawrukCommunityAmerica Financial Solutions, LLCB. Riley Wealth Management01-16-2019
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.