Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Christopher O'BrienConcorde Investment Services, LLCMorgan Stanley08-20-2019
David Christopher O'BrienConcorde Investment Services, LLCMorgan Stanley08-20-2019
David Christopher O'BrienConcorde Investment Services, LLCMorgan Stanley08-20-2019
Raymond Cripps De Witt Jr.Concorde Investment Services, LLCSigma Financial Corporation$2504-23-2019
Nancy R. JaureguiConcorde Investment Services, LLCCambridge Investment Research, Inc.$2510-16-2018
Sherrie Lynn InghamConcorde Investment Services, LLCL.M. Kohn & Company09-04-2018
Michael Edward SimmersConcorde Investment Services, LLCL.M. Kohn & Company09-04-2018
Thomas Farmer SeidlConcorde Investment Services, LLCL.M. Kohn & Company$2208-31-2018
Douglas Ian ZackConcorde Investment Services, LLCL.M. Kohn & Company$1008-23-2018
Matthew Todd FlynnConcorde Investment Services, LLCL.M. Kohn & Company08-22-2018
Richard Wesley BoschertConcorde Investment Services, LLCL.M. Kohn & Company08-22-2018
Walter Barry CristConcorde Investment Services, LLCBFC Planning, Inc.03-09-2018
Randall Brian StoltzConcorde Investment Services, LLCWoodbury Financial Services, Inc.$2502-28-2018
Alan Alfred CerroConcorde Investment Services, LLCAmeritas Investment Corp.10-31-2017
Paul Gary Delle CeseConcorde Investment Services, LLCWynston Hill Capital, LLC$1009-12-2017
Joel Floyd WoodsConcorde Investment Services, LLCEDI Financial, Inc.11-23-2016
Mark James SmithConcorde Investment Services, LLCEDI Financial, Inc.11-23-2016
Brion L. NorbyConcorde Investment Services, LLCLebenthal & Co., LLC07-01-2016
Brent Wayne LeeConcorde Investment Services, LLCLebenthal & Co., LLC07-01-2016
Jennifer Lynn DonaisConcorde Investment Services, LLCLebenthal & Co., LLC07-01-2016
Roger William BowlinConcorde Investment Services, LLCIndependent Financial Group, LLC$1005-23-2016
Delmar Vernice McKinney IIConcorde Investment Services, LLCFirst Allied Securities, Inc.$4403-08-2016
Maurice Wayne McKinneyConcorde Investment Services, LLCFirst Allied Securities, Inc.03-08-2016
Gary Lane GloverConcorde Investment Services, LLCSA Stone Wealth Management Inc.$2501-05-2016
Andrew ZigourasConcorde Investment Services, LLCJ.P. Turner & Company, L.L.C.10-15-2015
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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