Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erkki Mikhail PeippoConcorde Investment Services, LLCSagePoint Financial, Inc.$5001-02-2020
Karl W. SuessConcorde Investment Services, LLCArete Wealth Management, LLC10-23-2019
Terry Allen BonnettConcorde Investment Services, LLCThe Huntington Investment Company05-22-2019
James John SilbernagelConcorde Investment Services, LLCWoodbury Financial Services, Inc.04-01-2019
Santo Lawrence BlumkeConcorde Investment Services, LLCSpire Securities, LLC01-11-2019
Michael Edward SimmersConcorde Investment Services, LLCL.M. Kohn & Company09-04-2018
Sherrie Lynn InghamConcorde Investment Services, LLCL.M. Kohn & Company09-04-2018
Branimir Dragutin MilosevicConcorde Investment Services, LLCL.M. Kohn & Company09-04-2018
Thomas Farmer SeidlConcorde Investment Services, LLCL.M. Kohn & Company$2208-31-2018
William Charles TurnerConcorde Investment Services, LLCL.M. Kohn & Company08-31-2018
Douglas Covington OsbornConcorde Investment Services, LLCL.M. Kohn & Company08-24-2018
Douglas Ian ZackConcorde Investment Services, LLCL.M. Kohn & Company$1008-23-2018
Dainforth Baker French Jr.Concorde Investment Services, LLCL.M. Kohn & Company08-23-2018
Matthew Todd FlynnConcorde Investment Services, LLCL.M. Kohn & Company08-22-2018
Richard Wesley BoschertConcorde Investment Services, LLCL.M. Kohn & Company08-22-2018
Peter Joseph McNeilConcorde Investment Services, LLCIndependent Financial Group, LLC$2507-27-2018
Kent Allan FitzpatrickConcorde Investment Services, LLCTriad Advisors LLC$10005-25-2018
Brian William RagenConcorde Investment Services, LLCTriad Advisors LLC$1003-19-2018
David Michael EurtonConcorde Investment Services, LLCFirst Allied Securities, Inc.11-08-2017
Alan Alfred CerroConcorde Investment Services, LLCAmeritas Investment Company, LLC10-31-2017
Brion L. NorbyConcorde Investment Services, LLCLebenthal & Co., LLC07-01-2016
Gary Lane GloverConcorde Investment Services, LLCSA Stone Wealth Management Inc.$2501-05-2016
Steven Dale CoxConcorde Investment Services, LLCRomans 1 Advisors LLC11-06-2015
Maria Elizabeth BongiovanniConcorde Investment Services, LLCGradient Securities, LLC05-08-2015
William A. ThomasConcorde Investment Services, LLCGradient Securities, LLC05-07-2015
Next Page »

Showing 1 to 25 of 59 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.