Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rikki Jr Foster IIConcorde Investment Services, LLCBerthel, Fisher & Company Financial Services, Inc.02-19-2019
Santo Lawrence BlumkeConcorde Investment Services, LLCSpire Securities, LLC01-11-2019
Michael Edward SimmersConcorde Investment Services, LLCL.M. Kohn & Company09-04-2018
Sherrie Lynn InghamConcorde Investment Services, LLCL.M. Kohn & Company09-04-2018
Thomas Farmer SeidlConcorde Investment Services, LLCL.M. Kohn & Company$2208-31-2018
Dainforth Baker French Jr.Concorde Investment Services, LLCL.M. Kohn & Company08-23-2018
Douglas Ian ZackConcorde Investment Services, LLCL.M. Kohn & Company$1008-23-2018
Matthew Todd FlynnConcorde Investment Services, LLCL.M. Kohn & Company08-22-2018
Richard Wesley BoschertConcorde Investment Services, LLCL.M. Kohn & Company$108-22-2018
David Michael EurtonConcorde Investment Services, LLCFirst Allied Securities, Inc.11-08-2017
Alan Alfred CerroConcorde Investment Services, LLCAmeritas Investment Corp.10-31-2017
Gary Lane GloverConcorde Investment Services, LLCSA Stone Wealth Management Inc.$101-05-2016
Maria Elizabeth BongiovanniConcorde Investment Services, LLCGradient Securities, LLC05-08-2015
Jason Wayne BairdConcorde Investment Services, LLCGradient Securities, LLC05-07-2015
William Anthony ThomasConcorde Investment Services, LLCGradient Securities, LLC05-07-2015
Rebecca Cerrone FreemanConcorde Investment Services, LLCM Holdings Securities, Inc.$2501-09-2015
Meredith Ann MccutchenConcorde Investment Services, LLCBerthel, Fisher & Company Financial Services, Inc.01-02-2015
Joseph Thomas WiegandConcorde Investment Services, LLCAmerican Portfolios Advisors, Inc$108-01-2014
Keith Christian LaymanConcorde Investment Services, LLCAmerican Portfolios Financial Services, Inc.$2508-01-2014
William Earl LaymanConcorde Investment Services, LLCAmerican Portfolios Financial Services, Inc.08-01-2014
Robert Gerald LorenteConcorde Investment Services, LLCNorthStar Financial Partners, Inc.02-12-2014
Thomas Ronald OpsahlConcorde Investment Services, LLCIndependent Financial Group, LLC01-30-2014
Michele Faye BoyerConcorde Investment Services, LLCJ.P. Turner & Company, L.L.C.01-17-2014
William Francis WalshConcorde Investment Services, LLCNorthStar Financial Partners, Inc.12-09-2013
Robin Larae EdgarConcorde Investment Services, LLCSecurities America, Inc.$5012-02-2013
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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