Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sherrie Lynn InghamConcorde Investment Services, LLCL.M. Kohn & Company09-04-2018
Michael Edward SimmersConcorde Investment Services, LLCL.M. Kohn & Company09-04-2018
Thomas Farmer SeidlConcorde Investment Services, LLCL.M. Kohn & Company$2208-31-2018
Douglas Ian ZackConcorde Investment Services, LLCL.M. Kohn & Company$1008-23-2018
Matthew Todd FlynnConcorde Investment Services, LLCL.M. Kohn & Company08-22-2018
Richard Wesley BoschertConcorde Investment Services, LLCL.M. Kohn & Company08-22-2018
Alan Alfred CerroConcorde Investment Services, LLCAmeritas Investment Corp.10-31-2017
Brion L. NorbyConcorde Investment Services, LLCLebenthal & Co., LLC07-01-2016
Gary Lane GloverConcorde Investment Services, LLCSA Stone Wealth Management Inc.$2501-05-2016
Rebecca Cerrone FreemanConcorde Investment Services, LLCM Holdings Securities, Inc.$2501-09-2015
Keith Christian LaymanConcorde Investment Services, LLCDavid R. Kern Asset Management08-01-2014
Joseph Thomas WiegandConcorde Investment Services, LLCDavid R. Kern Asset Management08-01-2014
Robin Larae EdgarConcorde Investment Services, LLCSecurities America, Inc.12-02-2013
James Patrick MaherConcorde Investment Services, LLCNorthStar Financial Partners, Inc.11-07-2013
Nathaniel Michael KuhnConcorde Investment Services, LLCInvestacorp, Inc.$1011-01-2013
Gary Thomas HughesConcorde Investment Services, LLCArque Capital, Ltd.06-12-2013
Alan GeierConcorde Investment Services, LLCNational Planning Corporation05-10-2013
John Timothy RossConcorde Investment Services, LLCAmerican Portfolios Financial Services, Inc.$5002-03-2012
Barry William LemayConcorde Investment Services, LLCPacific West Securities, Inc.$10001-03-2012
Robert Ennis LuchsingerConcorde Investment Services, LLCQuestar Capital Corporation09-08-2011
Timothy Lee StaufferConcorde Investment Services, LLCFintegra, LLC07-25-2011
Thomas Michael FanningConcorde Investment Services, LLCSII Investments, Inc.$2507-15-2011
Maryann Gawelek FenbertConcorde Investment Services, LLCProfessional Asset Management, Inc.05-10-2011

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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