Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Judy Eilene RolfsD.A. Davidson & Co.Citigroup Global Markets Inc.$10001-26-2009
Joel Wilson BowlbyD.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50002-02-2009
Tyler Joseph PettitD.A. Davidson & Co.Firstrade Securities Inc.$10002-13-2009
Steven James RustikD.A. Davidson & Co.Citigroup Global Markets Inc.$50002-26-2009
Samuel Courtland RunyanD.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15004-01-2009
David Edward ForemanD.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50004-01-2009
Michael James JacksonD.A. Davidson & Co.Morgan Stanley & Co. LLC$10004-08-2009
George Clarence CainD.A. Davidson & Co.Morgan Stanley & Co. LLC04-08-2009
Mark Nolen BuckalewD.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-08-2009
Arthur Earl LarvieD.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-16-2009
Scott Eugene BergD.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50004-16-2009
Kyle Raymond ReepD.A. Davidson & Co.Citigroup Global Markets Inc.$10004-29-2009
Scott D. ElliottD.A. Davidson & Co.Citigroup Global Markets Inc.$48004-29-2009
Edward J. Aders Jr.D.A. Davidson & Co.UBS Financial Services Inc.$25005-11-2009
Melvin Gerald DuncanD.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10005-13-2009
Ingrid Louise DunnD.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-13-2009
Michael Curtis ForbesD.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10005-20-2009
Richard Roland CoenD.A. Davidson & Co.Citigroup Global Markets Inc.$15005-27-2009
Kelly Joseph LeonardD.A. Davidson & Co.Citigroup Global Markets Inc.$25005-27-2009
Amy Marie PalmD.A. Davidson & Co.Citigroup Global Markets Inc.$50005-27-2009
Michael Kerry RuppD.A. Davidson & Co.Citigroup Global Markets Inc.$50006-03-2009
Amy Esther ChapmanD.A. Davidson & Co.Citigroup Global Markets Inc.$50006-03-2009
Paul Christopher BaroneD.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50006-10-2009
Benjamin Michael MillerD.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50006-10-2009
Michael Ruben Craggett Jr.D.A. Davidson & Co.Chase Investment Services Corp.$25006-12-2009
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Showing 1 to 25 of 173 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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