Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Phillip AndersonD.A. Davidson & Co.Morgan Stanley07-28-2020
Dustin Robert ZagerD.A. Davidson & Co.CUNA Brokerage Services, Inc.04-01-2016
Chad Michael KrahnD.A. Davidson & Co.Edward Jones05-14-2015
Cynthia Marie LangeD.A. Davidson & Co.Morgan Stanley09-30-2009
Douglas Gordon CooperD.A. Davidson & Co.Morgan Stanley09-30-2009
Mark Nolen BuckalewD.A. Davidson & Co.Wells Fargo Clearing Services, LLC04-08-2009
James Stephen ZuberbuhlerD.A. Davidson & Co.Edward Jones$2510-08-2010
Frederick Craig NelsonD.A. Davidson & Co.Wells Fargo Clearing Services, LLC$2506-23-2010
Mary Louise MuguiraD.A. Davidson & Co.Morgan Stanley$5003-02-2011
Joel Wilson BowlbyD.A. Davidson & Co.Wells Fargo Clearing Services, LLC$5002-02-2009
Jennifer Rebecca PetersonD.A. Davidson & Co.Morgan Stanley$10003-02-2011
Kelly C WardD.A. Davidson & Co.Wells Fargo Clearing Services, LLC$15002-02-2011
Buddy John HonshellD.A. Davidson & Co.Edward Jones$1,00011-01-2011
Julie Kay TrounsonD.A. Davidson & Co.Morgan Stanley$1,00009-30-2009

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.