Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward J. Aders Jr.D.A. Davidson & Co.UBS Financial Services Inc.$2505-11-2009
Dale Wilking Haarr Jr.D.A. Davidson & Co.UBS Financial Services Inc.$5008-12-2009
Morgan Fletcher OwenD.A. Davidson & Co.Lazard Asset Management Securities LLC09-30-2010
Christopher Scott ConnorsD.A. Davidson & Co.Chase Investment Services Corp.$5003-30-2011
Fred Eugene Krepps Jr.D.A. Davidson & Co.Wells Fargo Clearing Services, LLC11-06-2013
David Lee BlandD.A. Davidson & Co.Crowell Weedon & Co.11-25-2013
David Andrew NathanD.A. Davidson & Co.Crowell Weedon & Co.11-25-2013
Sean Patrick CaseyD.A. Davidson & Co.Crowell Weedon & Co.11-25-2013
George Jack DulcichD.A. Davidson & Co.Crowell Weedon & Co.11-25-2013
Neil David BerlantD.A. Davidson & Co.Crowell Weedon & Co.11-25-2013
Suzette LawrenceD.A. Davidson & Co.Crowell Weedon & Co.11-25-2013
Joseph Raymond Scanlin Jr.D.A. Davidson & Co.Crowell Weedon & Co.11-25-2013
Gary L HollisD.A. Davidson & Co.Crowell Weedon & Co.11-25-2013
Joseph DahindenD.A. Davidson & Co.Stifel, Nicolaus & Company, Incorporated03-02-2016
Keith James PetersonD.A. Davidson & Co.Smith Hayes Financial Services Corporation07-25-2016
Adrian Jude MatosichD.A. Davidson & Co.Morgan Stanley12-21-2016

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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