Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Marie PalmD.A. Davidson & Co.Citigroup Global Markets Inc.05-27-2009
Kraig Kerr, Michael LarleeD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$35004-30-2015
Kraig David Kerr, Michael John LarleeD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-29-2015
Benjamin Ross HowellD.A. Davidson & Co.Morgan Stanley$2505-22-2015
Thomas Lloyd NelsonD.A. Davidson & Co.Morgan Stanley08-06-2014
Pamela Jean TurnipseedD.A. Davidson & Co.Morgan Stanley$5011-14-2012
Michael Allen LawyerD.A. Davidson & Co.Morgan Stanley$10012-01-2010
Peter Jameson HooverD.A. Davidson & Co.Morgan Stanley$20010-07-2009
Kent Richmond FrancisD.A. Davidson & Co.Morgan Stanley09-09-2009
Robert Howard HutchinsD.A. Davidson & Co.Morgan Stanley09-09-2009
Richard Halden HutchinsD.A. Davidson & Co.Morgan Stanley09-09-2009
Allan Lee Wright, Allan Mirick Rowell Jr., William Edward ClaryD.A. Davidson & Co.Morgan Stanley09-09-2009
Gayle Sue ReedD.A. Davidson & Co.Morgan Stanley09-09-2009
Steven Anthony LelliD.A. Davidson & Co.Morgan Stanley$5007-08-2009
Martin Richard LedgerwoodD.A. Davidson & Co.South Valley Wealth Management$2507-18-2012
Clark Dean PedersonD.A. Davidson & Co.South Valley Wealth Management$5007-17-2012
Dustin Clifford HumeD.A. Davidson & Co.UBS Financial Services Inc.03-07-2012
Curtis Fred Bennett, David Michael PreszlerD.A. Davidson & Co.UBS Financial Services Inc.11-18-2009
Arron Christopher DieterD.A. Davidson & Co.Umpqua Investments, Inc.$15009-19-2018
Don Wells Jr., Kyle WellsD.A. Davidson & Co.Wells Fargo Advisors$20009-28-2018
Troy W. GaulD.A. Davidson & Co.Wells Fargo Advisors01-22-2014
Troy James JohnstonD.A. Davidson & Co.Wells Fargo Clearing Services, LLC$5008-27-2019
Troy James JohnstonD.A. Davidson & Co.Wells Fargo Clearing Services, LLC$5008-27-2019
George Francis DamesD.A. Davidson & Co.Wells Fargo Clearing Services, LLC$1,00002-27-2019
Don Kenyon Wells Jr.D.A. Davidson & Co.Wells Fargo Clearing Services, LLC09-28-2018
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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