Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Aron Thompson | D.A. Davidson & Co. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $120 | 06-19-2018 |
| Aron Michael Thompson | D.A. Davidson & Co. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $25 | 06-18-2018 |
| William Andrew Moon II | D.A. Davidson & Co. | Hart Capital Management, Inc. | — | 01-04-2018 |
| Brandon Allen Zaro | D.A. Davidson & Co. | Raymond James Financial Services, Inc. | $50 | 03-23-2017 |
| Mary Barbara Meyers | D.A. Davidson & Co. | LPL Financial LLC | $103 | 03-15-2017 |
| John Cameron | D.A. Davidson & Co. | Umpqua Bank | $250 | 02-04-2016 |
| John Charles Cameron | D.A. Davidson & Co. | Umpqua Investments, Inc. | $100 | 02-03-2016 |
| Daniel E. Cronen | D.A. Davidson & Co. | Signia Capital Management, LLC | — | 10-21-2015 |
| David James Greenfield | D.A. Davidson & Co. | Laird Norton Wealth Management | — | 02-10-2014 |
| Abraham Rawley Otoupal | D.A. Davidson & Co. | Waddell & Reed | $100 | 09-03-2013 |
| Brandon Michael Curneen | D.A. Davidson & Co. | Morgan Stanley | — | 01-02-2013 |
| Keith Wade Malek | D.A. Davidson & Co. | Wells Fargo Clearing Services, LLC | — | 02-29-2012 |
| Christopher Douglas Romney | D.A. Davidson & Co. | Wells Fargo Investments, LLC | $50 | 11-01-2010 |
| Cindy Lynn Romney | D.A. Davidson & Co. | Wells Fargo Investments, LLC | — | 11-01-2010 |
| Alexander Nesbit Tucker | D.A. Davidson & Co. | Wells Fargo Investments, LLC | $25 | 06-15-2010 |
| Timothy James Tucker | D.A. Davidson & Co. | Wells Fargo Investments, LLC | — | 06-15-2010 |
| Warren Edward Mach | D.A. Davidson & Co. | RBC Capital Markets, LLC | $100 | 03-17-2010 |
| Jeffrey Peter Biermanski | D.A. Davidson & Co. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 02-24-2010 |
| Steve Marino Piccini | D.A. Davidson & Co. | Morgan Stanley | $100 | 11-11-2009 |
| Russell Boyd Fode, Darren Allen Goehner | D.A. Davidson & Co. | Morgan Stanley | — | 11-06-2009 |
| Curtis Scott Harvey | D.A. Davidson & Co. | Morgan Stanley | — | 11-06-2009 |
| John William Lee | D.A. Davidson & Co. | Morgan Stanley | $50 | 06-30-2009 |
| Brock Loen | D.A. Davidson & Co. | Wells Fargo Investments, LLC | $150 | 06-24-2009 |
| Kyle Raymond Reep, Scott D. Elliott | D.A. Davidson & Co. | Citigroup Global Markets Inc. | — | 04-29-2009 |
| Scott Eugene Berg | D.A. Davidson & Co. | Wells Fargo Clearing Services, LLC | — | 04-16-2009 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
