Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven James RustikD.A. Davidson & Co.Citigroup Global Markets Inc.$10002-26-2009
Michael James JacksonD.A. Davidson & Co.Morgan Stanley & Co. LLC$15004-08-2009
Scott Eugene BergD.A. Davidson & Co.Wells Fargo Clearing Services, LLC$15004-16-2009
Kyle Raymond ReepD.A. Davidson & Co.Citigroup Global Markets Inc.04-29-2009
Scott D ElliottD.A. Davidson & Co.Citigroup Global Markets Inc.$4804-29-2009
John William LeeD.A. Davidson & Co.Morgan Stanley06-30-2009
Russell Boyd FodeD.A. Davidson & Co.Morgan Stanley$10011-06-2009
Curtis Scott HarveyD.A. Davidson & Co.Morgan Stanley11-06-2009
Darren Allen GoehnerD.A. Davidson & Co.Morgan Stanley$10011-06-2009
Steve Marino PicciniD.A. Davidson & Co.Morgan Stanley11-11-2009
Jeffrey Peter BiermanskiD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2010
Warren Edward MachD.A. Davidson & Co.RBC Capital Markets, LLC$10003-17-2010
Timothy James TuckerD.A. Davidson & Co.Wells Fargo Investments, LLC$1,00006-15-2010
Alexander Nesbit TuckerD.A. Davidson & Co.Wells Fargo Investments, LLC$2506-15-2010
Cindy Lynn RomneyD.A. Davidson & Co.Wells Fargo Investments, LLC11-01-2010
Christopher Douglas RomneyD.A. Davidson & Co.Wells Fargo Investments, LLC$5011-01-2010
Nolan Ryan LafromboisD.A. Davidson & Co.Morton Clarke Fu & Metcalf, Inc.02-24-2012
Keith Wade MalekD.A. Davidson & Co.Wells Fargo Clearing Services, LLC02-29-2012
Abraham Rawley OtoupalD.A. Davidson & Co.Waddell & Reed$10009-03-2013
David James GreenfieldD.A. Davidson & Co.Laird Norton Wealth Management$1,00002-10-2014
Daniel E CronenD.A. Davidson & Co.Signia Capital Management, LLC$15010-21-2015
John Charles CameronD.A. Davidson & Co.Umpqua Investments, Inc.$10002-03-2016
John CameronD.A. Davidson & Co.Umpqua Investments, Inc.$25002-04-2016
Brandon Allen ZaroD.A. Davidson & Co.Raymond James Financial Services, Inc.03-23-2017
William Andrew Moon IID.A. Davidson & Co.Hart Capital Management, Inc.01-04-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.