Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abraham Rawley OtoupalD.A. Davidson & Co.Waddell & Reed$10009-03-2013
Alexander Nesbit TuckerD.A. Davidson & Co.Wells Fargo Investments, LLC$25006-15-2010
Aron Michael ThompsonD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25006-18-2018
Arthur Earl LarvieD.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-16-2009
Audrey Melissa MortonD.A. Davidson & Co.Morton Clarke Fu & Metcalf, Inc.01-01-2012
Brandon Allen ZaroD.A. Davidson & Co.Raymond James Financial Services, Inc.$50003-23-2017
Brandon Michael CurneenD.A. Davidson & Co.Morgan Stanley$15001-02-2013
Brock LoenD.A. Davidson & Co.Wells Fargo Investments, LLC$15006-24-2009
Christopher Douglas RomneyD.A. Davidson & Co.Wells Fargo Investments, LLC$50011-01-2010
Cindy Lynn RomneyD.A. Davidson & Co.Wells Fargo Investments, LLC11-01-2010
Curtis Scott HarveyD.A. Davidson & Co.Morgan Stanley$50011-06-2009
Daniel E. CronenD.A. Davidson & Co.Signia Capital Management, LLC$15010-21-2015
Darren Allen GoehnerD.A. Davidson & Co.Morgan Stanley$10011-06-2009
David James GreenfieldD.A. Davidson & Co.Laird Norton Wealth Management$10002-10-2014
Dustin Loyal BrumbaughD.A. Davidson & Co.EK Riley Investments, LLC08-01-2012
Edwin James Sondgroth Jr.D.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-11-2014
George Clarence CainD.A. Davidson & Co.Morgan Stanley & Co. LLC04-08-2009
Georgette Terry Ann DulebaD.A. Davidson & Co.U.S. Bancorp Investments, Inc.$15009-03-2019
Jeffrey Peter BiermanskiD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-24-2010
John Charles CameronD.A. Davidson & Co.Umpqua Investments, Inc.$10002-03-2016
John William LeeD.A. Davidson & Co.Morgan Stanley$50006-30-2009
Judy Eilene RolfsD.A. Davidson & Co.Citigroup Global Markets Inc.$10001-26-2009
Keith Wade MalekD.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10002-29-2012
Kelly WambleD.A. Davidson & Co.LPL Financial LLC$6010-19-2017
Kyle Raymond ReepD.A. Davidson & Co.Citigroup Global Markets Inc.$10004-29-2009
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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