Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John William HomerDFPG Investments, LLCKMS Financial Services, Inc.07-01-2020
Kimball Roy DoxeyDFPG Investments, LLCKMS Financial Services, Inc.$29707-01-2020
Dorian M. GradyDFPG Investments, LLCNationwide Investment Services Corporation07-15-2019
Richard Douglas GannDFPG Investments, LLCStira Capital Markets Group, LLC07-01-2019
Marcus Alan BlanchardDFPG Investments, LLCFidelity Personal and Workplace Advisors05-06-2019
Robert Martin CheneyDFPG Investments, LLCFirst Allied Securities, Inc.$2503-08-2019
Daniel Gerald GomezDFPG Investments, LLCHornor, Townsend & Kent, LLC$5003-01-2019
Dennis Ralph GravesDFPG Investments, LLCAllegis Investment Services, LLC02-28-2019
Scott Martin StephanDFPG Investments, LLCAllegis Investment Services, LLC02-28-2019
David Daniel HarrisDFPG Investments, LLCAllegis Investment Services, LLC02-28-2019
Jason Robert JonesDFPG Investments, LLCAllegis Investment Services, LLC02-28-2019
Shane Allen JensenDFPG Investments, LLCAllegis Investment Services, LLC02-28-2019
Kimberly Kay DolemanDFPG Investments, LLCAllegis Investment Services, LLC02-28-2019
James Michael RaineDFPG Investments, LLCQuestar Capital Corporation$7412-20-2018
Colton Austin JensenDFPG Investments, LLCFidelity Personal and Workplace Advisors11-02-2018
Tigran AreshianDFPG Investments, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-22-2018
James Anthony SerratelliDFPG Investments, LLCQuestar Capital Corporation05-03-2018
Joan DuquetteDFPG Investments, LLCPruco Securities, LLC.04-26-2018
Shawn Jen HsiehDFPG Investments, LLCAmerican Financial Network Advisory Services, LLC02-20-2018
Steven Ira LevinDFPG Investments, LLCBridge Advisory LLC12-13-2017
Paul Woodson AbeleDFPG Investments, LLCUnited Planners' Financial Services of America A Limited Partner11-30-2017
Naghmeh Melody MossayiDFPG Investments, LLCUnited Planners' Financial Services of America A Limited Partner10-27-2017
Taylor Desmond AshlandDFPG Investments, LLCParkland Securities, LLC10-23-2017
Ryan T. TuckerDFPG Investments, LLCTD Ameritrade, Inc.07-11-2017
Cameron Wesley FosterDFPG Investments, LLCOrchard Securities, LLC07-03-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.