Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stewart Everett EmenheiserDavenport & Company LLCEdward Jones$5004-12-2019
Michael Clarke DentonDavenport & Company LLCRBC Capital Markets, LLC$106-22-2018
Stephen Winston NoffsingerDavenport & Company LLCNationwide Securities, LLC01-18-2018
Rebecca Ann RobertsonDavenport & Company LLCWells Fargo Clearing Services, LLC$15010-25-2017
Steven Scott MartinDavenport & Company LLCWells Fargo Clearing Services, LLC$10010-25-2017
Thomas Ray Gee Jr.Davenport & Company LLCWells Fargo Clearing Services, LLC$15010-25-2017
William John HoranDavenport & Company LLCWells Fargo Clearing Services, LLC$1,00010-25-2017
Audrey Lunsford MccrayDavenport & Company LLCWells Fargo Clearing Services, LLC$15006-01-2017
Rthomas Edwards Jr.Davenport & Company LLCUBS Financial Services Inc.01-05-2017
Anne Reece McveighDavenport & Company LLCMorgan Stanley$15011-04-2016
Jason Michael AlfordDavenport & Company LLCMorgan Stanley$15011-04-2016
Philip Edward PauletteDavenport & Company LLCMorgan Stanley$911-04-2016
Stewart Marshall SiglerDavenport & Company LLCMorgan Stanley$2511-04-2016
Edwin James Pinigis IIIDavenport & Company LLCMorgan Stanley10-06-2016
John William Rader Jr.Davenport & Company LLCLPL Financial LLC$15009-28-2016
Mary Katherine Evans HoggDavenport & Company LLCWells Fargo Clearing Services, LLC$5009-01-2016
James F DiersenDavenport & Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-22-2016
Reynolds Gilmer Lynch IIIDavenport & Company LLCBB&T Securities, LLC11-11-2015
Patrick T BlackDavenport & Company LLCAXA Advisors, LLC10-27-2015
Patrick Thomas SlackDavenport & Company LLCALPS Distributors, Inc.$112-23-2014
Christopher Thomas KelleyDavenport & Company LLCFalcon Square Capital, LLC$109-04-2014
Julian Swoop Hillery IIIDavenport & Company LLCSalient Capital L.P.$15002-05-2014
Christopher Daniel WallsDavenport & Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-13-2014
James Russell PierceDavenport & Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2014
Jeffrey Floyd OmohundroDavenport & Company LLCWells Fargo Securities, LLC$104-25-2012
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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