Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lauren Skidmore IvesterDempsey Lord Smith, LLCKalos Capital, Inc.$2507-23-2019
Joseph Patrick RoopDempsey Lord Smith, LLCKalos Capital, Inc.$10007-22-2019
Stephen Douglas NortonDempsey Lord Smith, LLCKalos Capital, Inc.$25007-22-2019
Shaun F. MoynihanDempsey Lord Smith, LLCKalos Capital, Inc.$2507-22-2019
Charles Otis Patton IIIDempsey Lord Smith, LLCTaylor Capital Management Inc.07-01-2019
Albert Norris Dashiell Jr.Dempsey Lord Smith, LLCCapital Investment Group, Inc.$104-26-2019
Charles Albert StricklandDempsey Lord Smith, LLCLincoln Financial Advisors Corporation01-29-2019
Daniel H MotylDempsey Lord Smith, LLCHD Vest Investment Services01-02-2019
Arni Jay DiamondDempsey Lord Smith, LLCCatalyst Wealth Management$109-14-2018
Steven Charles BarrettDempsey Lord Smith, LLCMML Investors Services, LLC04-30-2018
Clarence Edmund Blanton Jr.Dempsey Lord Smith, LLCINVEST Financial Corporation$5012-11-2017
Andrew Jay LoweDempsey Lord Smith, LLCBFC Planning, Inc.11-16-2017
Edwin NaticDempsey Lord Smith, LLCHD Vest Investment Services10-16-2017
Frederick Benson Leathers IIIDempsey Lord Smith, LLCP.J. Robb Variable Corporation06-26-2017
Donald Westlin Gifford Jr.Dempsey Lord Smith, LLCAmeriprise Financial Services, Inc.$2506-01-2017
Matthew Terry KingDempsey Lord Smith, LLCSoutheast Investments, N.C., Inc.05-31-2017
Michael Paul Lessard Jr.Dempsey Lord Smith, LLCSoutheast Investments, N.C., Inc.05-31-2017
Timothy Patrick Ohayer Sr.Dempsey Lord Smith, LLCP.J. Robb Variable Corporation$2504-11-2017
Douglas William GowDempsey Lord Smith, LLCCapital Investment Group, Inc.$1002-03-2017
Louis Alan GaryDempsey Lord Smith, LLCAmeriprise Financial Services, Inc.$5011-04-2016
Daniel Robert SteinerDempsey Lord Smith, LLCTriad Advisors LLC08-02-2016
Melinda P MeeksDempsey Lord Smith, LLCNorthwestern Mutual Investment Services, LLC12-07-2015
Gary Wayne CopelandDempsey Lord Smith, LLCKovack Securities Inc.$2509-14-2015
Adrian Devon LylesDempsey Lord Smith, LLCWells Fargo Clearing Services, LLC07-02-2015
Jeffrey David RickettDempsey Lord Smith, LLCSunTrust Investment Services, Inc.$5807-01-2015
Next Page »

Showing 1 to 25 of 50 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.