Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence Aloysius Breen IIIDempsey Lord Smith, LLCCentaurus Financial, Inc.$5001-03-2020
Cheryl Leigh SmithDempsey Lord Smith, LLCOneAmerica Securities, Inc.$2512-05-2019
Michael David DoseDempsey Lord Smith, LLCCenter Street Securities, Inc.10-14-2019
Paul David OsmanDempsey Lord Smith, LLCMML Investors Services, LLC07-17-2019
Charles Otis Patton IIIDempsey Lord Smith, LLCTaylor Capital Management Inc.07-01-2019
Richard James GowDempsey Lord Smith, LLCLara, May & Associates, LLC$25005-16-2019
Albert Norris Dashiell Jr.Dempsey Lord Smith, LLCCapital Investment Group, Inc.04-26-2019
Jesse Julian Griffin Jr.Dempsey Lord Smith, LLCNewbridge Securities Corporation$5004-16-2019
John Allan DuncanDempsey Lord Smith, LLCSmartLife Financial Group LLC04-12-2019
Charles A. StricklandDempsey Lord Smith, LLCLincoln Financial Advisors Corporation01-29-2019
Douglas C. ShowsDempsey Lord Smith, LLCProEquities, Inc.08-30-2018
Steven Charles BarrettDempsey Lord Smith, LLCMML Investors Services, LLC04-30-2018
Edwin NaticDempsey Lord Smith, LLCAvantax Investment Services, Inc.10-16-2017
Frederick Benson Leathers IIIDempsey Lord Smith, LLCP.J. Robb Variable Corporation06-26-2017
Donald Westlin Gifford Jr.Dempsey Lord Smith, LLCAmeriprise Financial Services, LLC$1006-01-2017
Timothy Patrick Ohayer Sr.Dempsey Lord Smith, LLCP.J. Robb Variable Corporation$2504-11-2017
Douglas William GowDempsey Lord Smith, LLCCapital Investment Group, Inc.$1002-03-2017
Louis Alan GaryDempsey Lord Smith, LLCAmeriprise Financial Services, LLC11-04-2016
Matthew Gerard MaslankaDempsey Lord Smith, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-28-2016
Roger Allan RoemmichDempsey Lord Smith, LLCROKA Wealth Strategists10-13-2016
Daniel Robert SteinerDempsey Lord Smith, LLCTriad Advisors LLC08-02-2016
Patrick GrantDempsey Lord Smith, LLCKovack Securities Inc.$5001-04-2016
Melinda Penson MeeksDempsey Lord Smith, LLCNorthwestern Mutual Investment Services, LLC12-07-2015
Gary Wayne CopelandDempsey Lord Smith, LLCKovack Securities Inc.$1009-14-2015
Adrian D. LylesDempsey Lord Smith, LLCWells Fargo Clearing Services, LLC07-02-2015
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.