Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrian D. LylesDempsey Lord Smith, LLCWells Fargo Clearing Services, LLC07-02-2015
Albert Norris Dashiell Jr.Dempsey Lord Smith, LLCCapital Investment Group, Inc.04-26-2019
Barbara Miner McCormackDempsey Lord Smith, LLCCape Securities Inc.01-02-2014
Charles A. StricklandDempsey Lord Smith, LLCLincoln Financial Advisors Corporation01-29-2019
Charles Otis Patton IIIDempsey Lord Smith, LLCTaylor Capital Management Inc.07-01-2019
Cheryl Leigh SmithDempsey Lord Smith, LLCOneAmerica Securities, Inc.$2512-05-2019
Daniel Robert SteinerDempsey Lord Smith, LLCTriad Advisors LLC08-02-2016
David Mark GarnerDempsey Lord Smith, LLCLPL Financial LLC06-22-2015
Donald Michael Dusick Jr.Dempsey Lord Smith, LLCResource Horizons Group LLC11-01-2010
Donald Westlin Gifford Jr.Dempsey Lord Smith, LLCAmeriprise Financial Services, LLC$1006-01-2017
Douglas C. ShowsDempsey Lord Smith, LLCProEquities, Inc.08-30-2018
Douglas William GowDempsey Lord Smith, LLCCapital Investment Group, Inc.$1002-03-2017
Edwin NaticDempsey Lord Smith, LLCAvantax Investment Services, Inc.10-16-2017
Frederick Benson Leathers IIIDempsey Lord Smith, LLCP.J. Robb Variable Corporation06-26-2017
Gary Wayne CopelandDempsey Lord Smith, LLCKovack Securities Inc.$1009-14-2015
James Mark MaddoxDempsey Lord Smith, LLCMidAmerica Financial Services, Inc.$5012-01-2014
Jeffrey David RickettDempsey Lord Smith, LLCSunTrust Investment Services, Inc.$10007-01-2015
Jerry Lee ParrishDempsey Lord Smith, LLCEdward Jones08-14-2009
Jesse Julian Griffin Jr.Dempsey Lord Smith, LLCNewbridge Securities Corporation$5004-16-2019
John Alan CoryDempsey Lord Smith, LLCKovack Securities Inc.01-07-2015
John Allan DuncanDempsey Lord Smith, LLCSmartLife Financial Group LLC04-12-2019
Jonathan Perry GossettDempsey Lord Smith, LLCAmeriprise Financial Services, LLC$2504-23-2011
Julius Franklin Kenney IVDempsey Lord Smith, LLCLPL Financial LLC$1007-30-2012
Karon GravesDempsey Lord Smith, LLCProEquities, Inc.06-10-2013
Kenneth Edward StoneDempsey Lord Smith, LLCResource Horizons Group LLC10-01-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.