Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Bratt, David Nanson, Ashley ColvinDynasty Financial PartnersUBS Financial Services$22812-05-2017
Ben Gordon, Laura Blair, Collin HartDynasty Financial PartnersBank of America Merrill Lynch$60008-28-2017
Frank Collins, Kim Lee Kenawell-HoffeckerDynasty Financial PartnersBank of America Merrill Lynch$25008-01-2017
Joseph EschlemanDynasty Financial PartnersWells Fargo Advisors$25007-26-2017
Matthew Celenza, Shannon McLaughlin, Andrea Shieh, Andrew AielloDynasty Financial PartnersBank of America Merrill Lynch$1,00007-11-2017
Phil Fiore, Jeff Farrar, Lou Gloria, Tom Gahan, Chris FosterDynasty Financial PartnersUBS Financial Services$8,40006-19-2017
Andrew HartDynasty Financial PartnersNext Capital Management$75004-17-2017
Xerxes MullanDynasty Financial PartnersBank of America Merrill Lynch$30003-21-2017
Blake PratzDynasty Financial PartnersUBS Financial Services$35002-23-2017
Mark McAdams, Steve SchwarzbachDynasty Financial PartnersUBS Financial Services$40002-23-2017
Brian BuckleyDynasty Financial PartnersMorgan Stanley Wealth Management$60002-17-2017
Jerry NigroDynasty Financial PartnersRobertson Stephens$30001-06-2017
Elizabeth van Walleghem, Thomas ButlerDynasty Financial PartnersBank of America Merrill Lynch$55009-13-2016
Carrie GallawayDynasty Financial PartnersLebenthal Wealth Advisors$75007-07-2016
Miguel SosaDynasty Financial PartnersBank of America Merrill Lynch$40001-15-2016
Ross Fox, Matthew Papazian, Marti Awad, Sarah KeysDynasty Financial PartnersBank of America Merrill Lynch$70011-10-2015
Jerry Lucas, Megan Sclafani, Peter Gambee, Michael CohenDynasty Financial PartnersBarclays$110-14-2015
David B. Root, Charles Stout, David Hoffmann, Steve Kohler, Michael Aroesty, Lynne HoffayDynasty Financial PartnersCommonwealth Financial Network$65010-01-2015
Chris Copps, Gordon Hassenplug, Darren Henderson, Michael Phelps, Alex Stimpson, Jon Tenney, Greg WaltersDynasty Financial PartnersBank of America Merrill Lynch$309-29-2015
David Steele, Jonathan Steele, Alexander J. Schmitz, Kevin M. Cohen, Samuel A. StephensDynasty Financial PartnersJPMorgan Chase & Co.$27509-10-2015
Steven Wagner, Michael Wagner, Ivan Hernandez, Diana Torre, Cherie CohenDynasty Financial PartnersBank of America Merrill Lynch$109-08-2015
Charles R. Eberly, Jr., Lawrence J. DeFluri, Michael C. McConahy, Patricia JakewayDynasty Financial PartnersWells Fargo Advisors$25008-31-2015
Daniela Pedley, Lauren CosulichDynasty Financial PartnersBarclays$50008-18-2015
Jack Petersen, James Cantelupe, Peter Lee, Tom Palecek, David Romhilt, John ScarboroughDynasty Financial PartnersBarclays$307-24-2015
David J. La Placa, Jay Casey, Kelly Morton, Tina ChanDynasty Financial PartnersDeutsche Bank$306-29-2015
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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