Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew HartDynasty Financial PartnersNext Capital Management$75004-17-2017
Ben Gordon, Laura Blair, Collin HartDynasty Financial PartnersBank of America Merrill Lynch$60008-28-2017
Blake PratzDynasty Financial PartnersUBS Financial Services$35002-23-2017
Brian BuckleyDynasty Financial PartnersMorgan Stanley Wealth Management$60002-17-2017
Carrie GallawayDynasty Financial PartnersLebenthal Wealth Advisors$75007-07-2016
Charles R. Eberly, Jr., Lawrence J. DeFluri, Michael C. McConahy, Patricia JakewayDynasty Financial PartnersWells Fargo Advisors$25008-31-2015
Chris Copps, Gordon Hassenplug, Darren Henderson, Michael Phelps, Alex Stimpson, Jon Tenney, Greg WaltersDynasty Financial PartnersBank of America Merrill Lynch$309-29-2015
Daniela Pedley, Lauren CosulichDynasty Financial PartnersBarclays$50008-18-2015
David B. Root, Charles Stout, David Hoffmann, Steve Kohler, Michael Aroesty, Lynne HoffayDynasty Financial PartnersCommonwealth Financial Network$65010-01-2015
David Christian, Jeffrey Krum, Brian HefeleDynasty Financial PartnersBank of America Merrill Lynch$70003-04-2014
David J. La Placa, Jay Casey, Kelly Morton, Tina ChanDynasty Financial PartnersDeutsche Bank$306-29-2015
David Steele, Jonathan Steele, Alexander J. Schmitz, Kevin M. Cohen, Samuel A. StephensDynasty Financial PartnersJPMorgan Chase & Co.$27509-10-2015
Elizabeth van Walleghem, Thomas ButlerDynasty Financial PartnersBank of America Merrill Lynch$55009-13-2016
Erik O. Strid, Gerald D. Strid, Paul F. Strid, Nathan J. Hayward, Thomas J. GrecoDynasty Financial PartnersWells Fargo Advisors$30002-19-2014
Frank Collins, Kim Lee Kenawell-HoffeckerDynasty Financial PartnersBank of America Merrill Lynch$25008-01-2017
Hal A. Lambert, Jeffrey D. WildinDynasty Financial PartnersCredit Suisse Wealth Services$111-04-2013
Jack Petersen, James Cantelupe, Peter Lee, Tom Palecek, David Romhilt, John ScarboroughDynasty Financial PartnersBarclays$307-24-2015
Jason Bratt, David Nanson, Ashley ColvinDynasty Financial PartnersUBS Financial Services$22812-05-2017
Jerry Lucas, Megan Sclafani, Peter Gambee, Michael CohenDynasty Financial PartnersBarclays$110-14-2015
Jerry NigroDynasty Financial PartnersRobertson Stephens$30001-06-2017
John Russo, Jerry West, Robert Schlueter, James MaherDynasty Financial PartnersBank of America Merrill Lynch$42003-28-2013
Jonathan R. BlauDynasty Financial PartnersUBS Financial Services$90011-12-2013
Joseph EschlemanDynasty Financial PartnersWells Fargo Advisors$25007-26-2017
L. Vincent Elliott, Carey Cooney, Shannon McCueDynasty Financial PartnersDeutsche Bank$25012-22-2014
Larry KingDynasty Financial PartnersMorgan Stanley Wealth Management$102-06-2012
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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