Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Scott Upham, Odette Galli, John Duffy||Dynasty Financial Partners||Ameriprise Financial||$425||05-01-2015|
|Scott Highmark, Larry Shikles||Dynasty Financial Partners||Morgan Stanley Wealth Management||$800||02-20-2015|
|L. Vincent Elliott, Carey Cooney, Shannon McCue||Dynasty Financial Partners||Deutsche Bank||$250||12-22-2014|
|Timothy Rodgers, Keith Osborne||Dynasty Financial Partners||Wells Fargo Advisors||$400||09-01-2014|
|David Christian, Jeffrey Krum, Brian Hefele||Dynasty Financial Partners||Bank of America Merrill Lynch||$700||03-04-2014|
|Erik O. Strid, Gerald D. Strid, Paul F. Strid, Nathan J. Hayward, Thomas J. Greco||Dynasty Financial Partners||Wells Fargo Advisors||$300||02-19-2014|
|Jonathan R. Blau||Dynasty Financial Partners||UBS Financial Services||$900||11-12-2013|
|Hal A. Lambert, Jeffrey D. Wildin||Dynasty Financial Partners||Credit Suisse Wealth Services||$1||11-04-2013|
|John Russo, Jerry West, Robert Schlueter, James Maher||Dynasty Financial Partners||Bank of America Merrill Lynch||$420||03-28-2013|
|Michael Hull, Patrick Hull||Dynasty Financial Partners||Morgan Stanley Wealth Management||$3,831||07-09-2012|
|Larry King||Dynasty Financial Partners||Morgan Stanley Wealth Management||$1||02-06-2012|
|Michael C. Brown||Dynasty Financial Partners||U.S. Trust Bank of America Private Wealth Management||$5||12-06-2010|
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a â€œ â€” â€œ is listed in the recordâ€™s AUM field entry.