Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew HartDynasty Financial PartnersNext Capital Management$75004-17-2017
Xerxes MullanDynasty Financial PartnersBank of America Merrill Lynch$30003-21-2017
Carrie GallawayDynasty Financial PartnersLebenthal Wealth Advisors$75007-07-2016
Jerry Lucas, Megan Sclafani, Peter Gambee, Michael CohenDynasty Financial PartnersBarclays$110-14-2015
Jack Petersen, James Cantelupe, Peter Lee, Tom Palecek, David Romhilt, John ScarboroughDynasty Financial PartnersBarclays$307-24-2015
Jonathan R. BlauDynasty Financial PartnersUBS Financial Services$90011-12-2013
Larry KingDynasty Financial PartnersMorgan Stanley Wealth Management$102-06-2012
Michael C. BrownDynasty Financial PartnersU.S. Trust Bank of America Private Wealth Management$512-06-2010

Showing 1 to 8 of 8 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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