Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sharpe Emilio SablonE*TRADE Securities LLCNorthwestern Mutual Investment Services, LLC07-30-2020
Robert Lamont WrightE*TRADE Securities LLCFidelity Brokerage Services LLC02-06-2020
Beau B SkaggsE*TRADE Securities LLCSunTrust Investment Services, Inc.02-06-2020
James MacaulayE*TRADE Securities LLCRaymond James & Associates, Inc.01-17-2020
James Perry Johnson IIIE*TRADE Securities LLCPFS Investments Inc.01-15-2020
Tawanda Shondell JonesE*TRADE Securities LLCEdward Jones11-04-2019
William C BechamE*TRADE Securities LLCFidelity Personal and Workplace Advisors07-25-2019
Nixon MarcE*TRADE Securities LLCJ.P. Morgan Securities LLC07-12-2019
Craig Alfred Glover JrE*TRADE Securities LLCEquitable Advisors, LLC06-25-2019
Douglas Price HimelE*TRADE Securities LLCUSAA Investment Services Company$5005-20-2019
Travis Michael SteckE*TRADE Securities LLCFidelity Personal and Workplace Advisors04-16-2019
Tyler Christian RobertsE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2019
Gustave Neri CarruthE*TRADE Securities LLCForesters Financial Services, Inc.03-29-2019
Andrew Jackson Yenn-BatahE*TRADE Securities LLCMML Investors Services, LLC09-13-2018
Ricardo BrennerE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2018
Mical A AliceaE*TRADE Securities LLCFidelity Brokerage Services LLC04-06-2018
Juling YangE*TRADE Securities LLCFSC Securities Corporation03-02-2018
Scott Samuel JohnsonE*TRADE Securities LLCFidelity Brokerage Services LLC07-18-2017
William Jefferson Martin IVE*TRADE Securities LLCLindner Capital Advisors, Inc.04-12-2017
Joshua Bruce WalzerE*TRADE Securities LLCFifth Third Securities, Inc.02-01-2017
Joseph Dean GutierrezE*TRADE Securities LLCSignator Investors, Inc.10-06-2016
Richard Lawrence StokesE*TRADE Securities LLCTD Ameritrade Investment Management, LLC08-16-2016
Amina Ruth AdamsE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2016
Thomas Reaves WoddailE*TRADE Securities LLCScottrade, Inc.08-11-2016
Joseph Tanner TempletonE*TRADE Securities LLCLPL Financial LLC07-07-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.