Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas John NelsonEdward JonesMoney Concepts Capital Corp$1008-02-2019
James Francis MancusoEdward JonesUMB Financial Services Inc.$2508-01-2019
Matthew Roy BrownEdward JonesJ.P. Morgan Securities LLC07-19-2019
Eric M. TonesEdward JonesFidelity Personal And Workplace Advisors07-05-2019
Heath Michael CatoEdward JonesPNC Investments06-24-2019
Kara Eileen O'ConnorEdward JonesFBL Wealth Management, LLC06-17-2019
Baishi WangEdward JonesLadenburg Thalmann Asset Management Inc06-10-2019
Daniel MoralesEdward JonesMML Investors Services, LLC$10005-24-2019
Greg Gratian JurnaEdward JonesAmeriprise Financial Services, Inc.05-24-2019
Jonathan Arvid StakstonEdward JonesMutual Of Omaha Investor Services, Inc.05-14-2019
Theresa Anne HarrisonEdward JonesAxa Advisors, LLC05-13-2019
Ethan Anthony MendozaEdward JonesWells Fargo Clearing Services, LLC05-01-2019
Benjamin CarusoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
Dennis Eugene NelsonEdward JonesParkland Securities, LLC$104-26-2019
Henry John WannerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
John William Misner Jr.Edward JonesMML Investors Services, LLC$20004-18-2019
William E. KernEdward JonesEquity Services, Inc.04-18-2019
Susanne E. AtondoEdward JonesWells Fargo Clearing Services, LLC04-18-2019
Robert Michael WellmanEdward JonesCetera Advisor Networks LLC$15004-15-2019
Jeanann M KramerEdward JonesCUSO Financial Services, L.P.04-12-2019
Emily Myre WillemsEdward JonesBB&T Securities, LLC04-01-2019
Erin Marie SpigielEdward JonesHD Vest Investment Services04-01-2019
Jayson Matthew BestEdward JonesAllen, Mooney & Barnes Brokerage Services, LLC03-29-2019
Kelvin Eugene SohlEdward JonesThrivent Investment Management Inc.$1003-29-2019
Next Page »

Showing 1 to 25 of 2,510 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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