Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Edward MaglichEdward JonesWoodbury Financial Services, Inc.09-29-2020
Vincent Antwane WallaceEdward JonesUSAA Investment Services Company09-25-2020
James Elijio SummersEdward JonesUSAA Investment Services Company09-25-2020
Mitchell Corey SmithEdward JonesCetera Investment Services LLC09-11-2020
John B EnglishEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2020
Matthew William MilhollonEdward JonesAvantax Investment Services, Inc.09-08-2020
Mark Q WalkerEdward JonesWells Fargo Clearing Services, LLC08-21-2020
Preston Patrick PelhamEdward JonesMorgan Stanley08-21-2020
Gareth Isao KaneshiroEdward JonesAmeriprise Financial Services, LLC$2508-14-2020
Paul William CochranEdward JonesFeltl & Company$5008-07-2020
Marvin Chris Vike IIIEdward JonesHorace Mann Investors, Inc.07-31-2020
Jonathan C FerroEdward JonesCetera Investment Services LLC07-31-2020
Sasha Kene ThompsonEdward JonesBBVA Securities Inc.07-31-2020
Rebecca StewartEdward JonesWells Fargo Clearing Services, LLC07-31-2020
Daniel Jason SeitzEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2020
Raymond LopezEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-21-2020
Mary Ann BennettEdward JonesPFS Investments Inc.$5007-17-2020
William Thomas PayneEdward JonesBB&T Securities, LLC07-17-2020
Stacey Kim VanderkoddeEdward JonesMorgan Stanley07-17-2020
Mitchell Wayne Gatewood JrEdward JonesFirst Citizens Investor Services, Inc.07-02-2020
Stacey Marie NelsonEdward JonesBirchwood Financial Partners, Inc.06-30-2020
Melissa Ann Dayhoff BrattonEdward JonesM&T Securities, Inc.06-29-2020
Anthony Ray RuizEdward JonesThe Huntington Investment Company06-29-2020
Paul M DaymentEdward JonesPNC Investments06-26-2020
David Perry IndestEdward JonesAmeriprise Financial Services, LLC06-19-2020
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Showing 1 to 25 of 1,843 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.