Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jarrad Kane OdleEdward JonesGlobal Atlantic Distributors, LLC$101-05-2009
John David Schultz Jr.Edward JonesState Farm VP Management Corp.01-05-2009
John Hampton WilkieEdward JonesAmeriprise Financial Services, Inc.01-05-2009
Jeffrey David LabbeEdward JonesBanc of America Investment Services, Inc.$5001-07-2009
Bryan Wade BelisleEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
David Clinton WilsonEdward JonesMetLife Securities Inc.01-12-2009
Lorna Suzanne O'LearyEdward JonesFTN Financial Securities Corp$10001-12-2009
Mark Stanley HornungEdward JonesADP Broker-Dealer, Inc.01-16-2009
Robert Douglas Roar Jr.Edward JonesWells Fargo Clearing Services, LLC01-16-2009
Brynie James RobinsonEdward JonesAmeriprise Financial Services, Inc.$5001-20-2009
Cynthia Lynn EarlyEdward JonesWaddell & Reed01-20-2009
Lionel Anthony Desbordes IIEdward JonesVALIC Financial Advisors, Inc.$5001-20-2009
Timothy James GrahamEdward JonesStifel, Nicolaus & Company, Incorporated$2501-20-2009
Andrew John BreeseEdward JonesPutnam Investment Management, LLC$101-23-2009
Lindley Townsend RawlinsEdward JonesMorgan Stanley & Co. LLC01-23-2009
Willa Carr LandeEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$101-23-2009
James Allen HarringtonEdward JonesMorgan Stanley & Co. LLC$5001-30-2009
Lee Wayne HillEdward JonesBanc of America Investment Services, Inc.01-30-2009
Lisa Anne Tetrault SonterreEdward JonesWells Fargo Investments, LLC01-30-2009
William Lee DewandelerEdward JonesRoyal Securities Company$1001-30-2009
Billy Clyde Hays IIEdward JonesUvest Financial Services Group, Inc.$2502-02-2009
Brian Matthew BareEdward JonesGuggenheim Investments$2502-02-2009
James Thomas WalshEdward JonesInvesco Capital Markets, Inc.$2502-02-2009
John Forman McleanEdward JonesWells Fargo Clearing Services, LLC$15002-02-2009
Patrick James TuiteEdward JonesAXA Advisors, LLC02-02-2009
Next Page »

Showing 1 to 25 of 2,506 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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