Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jarrad Kane OdleEdward JonesGlobal Atlantic Distributors, LLC01-05-2009
Jeffrey David LabbeEdward JonesBanc of America Investment Services, Inc.01-07-2009
Lorna Suzanne O'LearyEdward JonesFTN Financial Securities Corp01-12-2009
David Clinton WilsonEdward JonesMetLife Securities Inc.01-12-2009
Lionel Anthony Desbordes IIEdward JonesVALIC Financial Advisors, Inc.$1001-20-2009
Timothy James GrahamEdward JonesStifel, Nicolaus & Company, Incorporated01-20-2009
Brynie James RobinsonEdward JonesAmeriprise Financial Services, Inc.01-20-2009
Willa Carr LandeEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-23-2009
Andrew John BreeseEdward JonesPutnam Retail Management Limited Partnership01-23-2009
James Allen HarringtonEdward JonesMorgan Stanley & Co. LLC$15001-30-2009
William Lee DewandelerEdward JonesRoyal Securities Company$2501-30-2009
Billy C. HaysEdward JonesUvest Financial Services Group, Inc.$2502-02-2009
Brian Matthew BareEdward JonesGuggenheim Investments$2502-02-2009
John Forman McLeanEdward JonesWells Fargo Clearing Services, LLC$1002-02-2009
James Thomas WalshEdward JonesInvesco Capital Markets, Inc.02-02-2009
Joan Muller CarlsonEdward JonesSterling Financial Services, Inc.02-06-2009
William John Hammond IIIEdward JonesCitigroup Global Markets Inc.02-13-2009
Chad Michael WeigleEdward JonesCountry Capital Management Company02-17-2009
Robert Bruce YoungEdward JonesPlanMember Securities Corporation02-17-2009
John Francis DyerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-20-2009
Mark Masayoshi YoshidaEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-20-2009
John James SchneiderEdward JonesCitigroup Global Markets Inc.02-20-2009
Brian Joseph CahillEdward JonesSoutheast Investments, N.C., Inc.02-25-2009
Shawn W. PriceEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
Stone Brett IreyEdward JonesWells Fargo Clearing Services, LLC$2503-09-2009
Next Page »

Showing 1 to 25 of 1,659 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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