Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Heath Michael CatoEdward JonesPNC Investments06-24-2019
Kara Eileen O'ConnorEdward JonesFBL Wealth Management, LLC06-17-2019
Baishi WangEdward JonesLadenburg Thalmann Asset Management Inc06-10-2019
Greg Gratian JurnaEdward JonesAmeriprise Financial Services, Inc.05-24-2019
Jonathan Arvid StakstonEdward JonesMutual Of Omaha Investor Services, Inc.05-14-2019
Theresa Anne HarrisonEdward JonesAxa Advisors, LLC05-13-2019
Ethan Anthony MendozaEdward JonesWells Fargo Clearing Services, LLC05-01-2019
Benjamin CarusoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
Henry John WannerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Bryan Jacob SintayEdward JonesFIDELITY PERSONAL AND WORKPLACE ADVISORS04-18-2019
William E. KernEdward JonesEquity Services, Inc.04-18-2019
Susanne E. AtondoEdward JonesWells Fargo Clearing Services, LLC04-18-2019
Jeanann M KramerEdward JonesCUSO Financial Services, L.P.04-12-2019
Emily Myre WillemsEdward JonesBB&T Securities, LLC04-01-2019
Erin Marie SpigielEdward JonesHD Vest Investment Services04-01-2019
Jayson Matthew BestEdward JonesAllen, Mooney & Barnes Brokerage Services, LLC03-29-2019
Hannah Elizabeth NearEdward JonesRaymond James Financial Services, Inc.03-27-2019
Brandon Ray HendricksEdward JonesFifth Third Securities, Inc.03-19-2019
Robyn Leah RobertsEdward JonesCetera Investment Services LLC03-18-2019
Vincent Gerard Depaola Jr.Edward JonesUBS Financial Services Inc.03-18-2019
Gregory Wayne AllenEdward JonesMorgan Stanley03-15-2019
Seth Michael HilgerEdward JonesRaymond James & Associates, Inc.03-15-2019
Seth Nigel WilsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2019
Ryan Steven GorskiEdward JonesMorgan Stanley03-11-2019
Gabriel Jerome NelsonEdward JonesAmeritas Investment Corp.03-07-2019
Next Page »

Showing 1 to 25 of 2,506 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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