Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2020)
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Brandon R Hendricks | Edward Jones | Fifth Third Securities, Inc. | — | 03-19-2019 |
| Jerry Dale Lawhead | Edward Jones | Fifth Third Securities, Inc. | $150 | 06-01-2018 |
| James L Jeffries III | Edward Jones | Fifth Third Securities, Inc. | — | 09-01-2017 |
| Steven Lee Townsend | Edward Jones | Fifth Third Securities, Inc. | — | 08-01-2017 |
| Paul Leal | Edward Jones | Fifth Third Securities, Inc. | — | 12-08-2016 |
| Jordan Andrew Peterson | Edward Jones | Fifth Third Securities, Inc. | — | 04-05-2016 |
| Kimberly Ann Tucker | Edward Jones | Fifth Third Securities, Inc. | $25 | 11-08-2013 |
| David Hugh Elliott | Edward Jones | Fifth Third Securities, Inc. | — | 10-26-2012 |
| Robert Edward Meeker Jr | Edward Jones | Fifth Third Securities, Inc. | $150 | 07-27-2012 |
| Joseph R Frost | Edward Jones | Fifth Third Securities, Inc. | $150 | 07-20-2012 |
| James A Senior | Edward Jones | Fifth Third Securities, Inc. | — | 04-27-2012 |
| Mark Darrin Postema | Edward Jones | Fifth Third Securities, Inc. | — | 10-17-2011 |
| Jerome Houston Armstrong | Edward Jones | Fifth Third Securities, Inc. | — | 08-27-2010 |
| Samieh Michael Emiah | Edward Jones | Fifth Third Securities, Inc. | — | 02-05-2010 |
| Cynthia Elaine Conley | Edward Jones | Fifth Third Securities, Inc. | — | 01-11-2010 |
| Randolph Edward Keys | Edward Jones | Fifth Third Securities, Inc. | — | 10-19-2009 |
| Louis Thomas Deleguardia | Edward Jones | Fifth Third Securities, Inc. | $50 | 07-06-2009 |
| Curtis Chad Owens | Edward Jones | Fifth Third Securities, Inc. | — | 04-27-2009 |
Showing 1 to 18 of 18 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
