Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon R HendricksEdward JonesFifth Third Securities, Inc.03-19-2019
Jerry Dale LawheadEdward JonesFifth Third Securities, Inc.$15006-01-2018
James L Jeffries IIIEdward JonesFifth Third Securities, Inc.09-01-2017
Steven Lee TownsendEdward JonesFifth Third Securities, Inc.08-01-2017
Paul LealEdward JonesFifth Third Securities, Inc.12-08-2016
Jordan Andrew PetersonEdward JonesFifth Third Securities, Inc.04-05-2016
Kimberly Ann TuckerEdward JonesFifth Third Securities, Inc.$2511-08-2013
David Hugh ElliottEdward JonesFifth Third Securities, Inc.10-26-2012
Robert Edward Meeker JrEdward JonesFifth Third Securities, Inc.$15007-27-2012
Joseph R FrostEdward JonesFifth Third Securities, Inc.$15007-20-2012
James A SeniorEdward JonesFifth Third Securities, Inc.04-27-2012
Mark Darrin PostemaEdward JonesFifth Third Securities, Inc.10-17-2011
Jerome Houston ArmstrongEdward JonesFifth Third Securities, Inc.08-27-2010
Samieh Michael EmiahEdward JonesFifth Third Securities, Inc.02-05-2010
Cynthia Elaine ConleyEdward JonesFifth Third Securities, Inc.01-11-2010
Randolph Edward KeysEdward JonesFifth Third Securities, Inc.10-19-2009
Louis Thomas DeleguardiaEdward JonesFifth Third Securities, Inc.$5007-06-2009
Curtis Chad OwensEdward JonesFifth Third Securities, Inc.04-27-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.