Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Margaret A GrimmerEdward JonesLPL Financial LLC11-13-2017
Kelly Suzanne LuckhausEdward JonesLPL Financial LLC08-18-2017
Adam R HarrisEdward JonesLPL Financial LLC08-14-2017
Donna Peacock AdamsEdward JonesLPL Financial LLC07-31-2017
Stacy Robert PriebeEdward JonesLPL Financial LLC$1007-21-2017
Christopher Michael RischeEdward JonesLPL Financial LLC$1006-28-2017
Benjamin Alvis Gentry IIEdward JonesLPL Financial LLC$1205-01-2017
Malik Jamaal MalloryEdward JonesLPL Financial LLC04-24-2017
Douglas Paul SmithEdward JonesLPL Financial LLC11-28-2016
Dustin Mychael Van WeerdhuizenEdward JonesLPL Financial LLC10-21-2016
Amy S. NelsonEdward JonesLPL Financial LLC09-01-2016
James Richard BeardEdward JonesLPL Financial LLC08-15-2016
Allen Joel IstreEdward JonesLPL Financial LLC02-12-2016
Kelly Mari Shota-FranklinEdward JonesLPL Financial LLC11-25-2015
Ryan Matthew ReffnerEdward JonesLPL Financial LLC07-24-2015
William James WhiteheadEdward JonesLPL Financial LLC06-19-2015
Daryk Lance BraytonEdward JonesLPL Financial LLC$1004-10-2015
Victor Bedros MatigianEdward JonesLPL Financial LLC01-09-2015
Kenneth Robert WoodEdward JonesLPL Financial LLC10-20-2014
Vanessa Leann CordellEdward JonesLPL Financial LLC$2508-25-2014
Chad L. BaldwinEdward JonesLPL Financial LLC07-18-2014
Meghan Marie MurrayEdward JonesLPL Financial LLC04-14-2014
Shawn-Christine AdjutantEdward JonesLPL Financial LLC10-04-2013
Douglas Paul PfeiferEdward JonesLPL Financial LLC$2509-26-2013
Anderson Macdonell WrenEdward JonesLPL Financial LLC07-22-2013
« Previous PageNext Page »

Showing 26 to 50 of 63 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.