Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leonard A ToccoEdward JonesNorthwestern Mutual Investment Services, LLC03-26-2020
Levi K KautzEdward JonesNorthwestern Mutual Investment Services, LLC$5003-16-2020
Robert James BaileyEdward JonesNorthwestern Mutual Investment Services, LLC10-02-2019
Megan Nicole HenryEdward JonesNorthwestern Mutual Investment Services, LLC06-14-2019
Gregory SinadinosEdward JonesNorthwestern Mutual Investment Services, LLC05-31-2019
Gregory James ForneroEdward JonesNorthwestern Mutual Investment Services, LLC05-03-2019
Matthew SellEdward JonesNorthwestern Mutual Investment Services, LLC04-29-2019
Kevin KeilEdward JonesNorthwestern Mutual Investment Services, LLC10-30-2018
Jeffrey ClecknerEdward JonesNorthwestern Mutual Investment Services, LLC$2505-25-2018
Jonathan SojkaEdward JonesNorthwestern Mutual Investment Services, LLC06-19-2017
Matthew Lee MalvitzEdward JonesNorthwestern Mutual Investment Services, LLC06-02-2017
Adam R MorrisEdward JonesNorthwestern Mutual Investment Services, LLC05-15-2017
Lance ClemensEdward JonesNorthwestern Mutual Investment Services, LLC04-28-2017
Lauren Elizabeth LudwigEdward JonesNorthwestern Mutual Investment Services, LLC01-17-2017
Ryne Michael OtisEdward JonesNorthwestern Mutual Investment Services, LLC01-06-2017
Sarah Ann LordEdward JonesNorthwestern Mutual Investment Services, LLC11-17-2016
Joe DiasEdward JonesNorthwestern Mutual Investment Services, LLC08-24-2016
Browning Scott SandersonEdward JonesNorthwestern Mutual Investment Services, LLC$15010-12-2015
Nicholas SchaeferEdward JonesNorthwestern Mutual Investment Services, LLC10-09-2015
James Gregory MickensEdward JonesNorthwestern Mutual Investment Services, LLC09-02-2015
Jason Robert EngstromEdward JonesNorthwestern Mutual Investment Services, LLC05-07-2014
Lance Blaine BurgertEdward JonesNorthwestern Mutual Investment Services, LLC$15010-21-2013
Thomas J WalshEdward JonesNorthwestern Mutual Investment Services, LLC07-09-2013
Neil P RichardsonEdward JonesNorthwestern Mutual Investment Services, LLC03-26-2012
Christopher William MillerEdward JonesNorthwestern Mutual Investment Services, LLC$5005-24-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.