Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vincent DepaolaEdward JonesUBS Financial Services Inc.03-18-2019
Glenn Thomas ReganEdward JonesUBS Financial Services Inc.01-12-2019
Maria Del Colon-HernandezEdward JonesUBS Financial Services Inc.08-13-2018
Max Lee Moss IIIEdward JonesUBS Financial Services Inc.01-03-2017
Christopher Paul ChaneyEdward JonesUBS Financial Services Inc.$2509-29-2016
Christopher CybulskiEdward JonesUBS Financial Services Inc.09-26-2016
Andrea Elizabeth KellyEdward JonesUBS Financial Services Inc.$10002-29-2016
Alf Dean BarberEdward JonesUBS Financial Services Inc.01-29-2016
Mantas TautkusEdward JonesUBS Financial Services Inc.12-05-2014
Jane Elizabeth Terry KhalafEdward JonesUBS Financial Services Inc.09-05-2014
Benjamin Kevin PearsonEdward JonesUBS Financial Services Inc.10-21-2013
Daniel Benjamin BurnsEdward JonesUBS Financial Services Inc.08-26-2013
Mark Phillip DespagniEdward JonesUBS Financial Services Inc.04-26-2013
Kevin Wayne LunsfordEdward JonesUBS Financial Services Inc.$10010-01-2012
William Vaughn AndersonEdward JonesUBS Financial Services Inc.12-02-2009
Julie Renae EplingEdward JonesUBS Financial Services Inc.08-21-2009
Brian BaughmanEdward JonesUBS Financial Services Inc.07-06-2009
Gary Lee ThramerEdward JonesUBS Financial Services Inc.04-09-2009
David Harold HennEdward JonesUBS Financial Services Inc.$10004-03-2009
John Paul ParkerEdward JonesUBS Financial Services Inc.$5003-20-2009

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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