Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephanie Eileen MillerEdward JonesCharles Schwab & Co., Inc.09-28-2018
Bret Tanner HoffmanEdward JonesTD Ameritrade Investment Management, LLC04-06-2018
Warren Randall TylerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$2212-21-2017
John David NelsonEdward JonesUBS Securities LLC11-17-2017
Carl Francis MaesEdward JonesAXA Advisors, LLC10-06-2017
Curt W RencherEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2017
Dakoda Lamont PetersonEdward JonesBCJ Capital Management06-05-2017
Karen M AllenEdward JonesMorgan Stanley05-19-2017
Julie LalwaniEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-01-2017
Jennifer Lynn MccallianEdward JonesUSAA Financial Advisors, Inc.04-13-2017
Daniel Joseph ReisbacherEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2017
Erick Robert KroskyEdward JonesBBVA Securities Inc.$10002-17-2017
Yamen A FellahEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$112-02-2016
Justin Karl PaeperEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$4212-01-2016
Aaron Wayne QuinnEdward JonesCetera Investment Services LLC10-28-2016
Stuart Joseph ScibettaEdward JonesWells Fargo Clearing Services, LLC$15009-29-2016
Michael Raymond BohnertEdward JonesWalton Securities, Inc.07-18-2016
Jon Christopher AlbrightEdward JonesMFS Fund Distributors, Inc.$10005-20-2016
Bret Howard StrongEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2016
Michelle Ann BetancourtEdward JonesCapital One Investing, LLC01-05-2016
Yen A SchickeEdward JonesHilltop Securities Inc.$15011-12-2015
Thomas Joseph DoodyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-03-2015
James Patrick SwantonEdward JonesPFS Investments Inc.07-23-2015
Thomas Ray SchloederEdward JonesTransamerica Investors Securities Corporation07-06-2015
Zachary John Thomas DeesEdward JonesPFS Investments Inc.06-15-2015
Next Page »

Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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