Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mary Cavanaugh-MarshEdward JonesWells Fargo Clearing Services, LLC$5004-17-2009
Gregory Jay BudgeEdward JonesWoodbury Financial Services, Inc.$2507-20-2009
John Dray SterlingEdward JonesSecurities America, Inc.$2508-28-2009
Daniel Frederick PruhsEdward JonesWells Fargo Clearing Services, LLC09-18-2009
Kevin Leigh Hansen JrEdward JonesChase Investment Services Corp.10-19-2009
David Brian KnoxEdward JonesMoney Concepts Capital Corp$5006-10-2011
Shawna Lynn BakerEdward JonesRegal Securities, Inc.$5007-11-2011
Joseph Robert BatesEdward JonesCountry Capital Management Company07-11-2011
John Randall GriffisEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$7411-25-2011
Justin Lane HaymoreEdward JonesWells Fargo Clearing Services, LLC03-19-2012
Leon R BinderEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-08-2012
David Michael LewarkEdward JonesC C F Investments, Inc.02-25-2013
Brandon L SlotnessEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2013
Scott Marinus BakerEdward JonesVanguard Marketing Corporation12-09-2013
Tyson Melbourn RichinsEdward JonesAllstate Financial Services, LLC04-25-2014
Yvette Aileen FernandezEdward JonesJ.P. Morgan Securities LLC09-19-2014
Geoffrey Thomas OlohanEdward JonesMorgan Stanley09-23-2014
Rachael Lynn LeFaveEdward JonesWells Fargo Clearing Services, LLC$10012-05-2014
Jammie Christine FortEdward JonesPruco Securities, LLC.01-06-2015
Zachary John Thomas DeesEdward JonesPFS Investments Inc.06-15-2015
Thomas Joseph DoodyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-03-2015
Yen Alana SchickeEdward JonesHilltop Securities Inc.$15011-12-2015
Michelle Ann BetancourtEdward JonesIng Direct Investing, Inc.01-05-2016
Bret StrongEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2016
Alexander WinterEdward JonesR. Seelaus & Co., LLC05-24-2016
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.