Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron W. QuinnEdward JonesCetera Investment Services LLC10-28-2016
Brent Benjamin BunneEdward JonesMetLife Securities Inc.04-12-2010
Bret StrongEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2016
Bret Tanner HoffmanEdward JonesTD Ameritrade, Inc.04-06-2018
Bryan R NoonanEdward JonesWells Fargo Clearing Services, LLC09-20-2013
Carl Francis MaesEdward JonesAXA Advisors, LLC10-06-2017
Curt Wayne RencherEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2017
D'Andra Deatherage FleschEdward JonesSunTrust Investment Services, Inc.02-27-2012
Dakoda Lamont PetersonEdward JonesBCJ Capital Management06-05-2017
David Brian KnoxEdward JonesMoney Concepts Capital Corp06-10-2011
Dustin M. KoehlerEdward JonesChase Investment Services Corp.03-16-2009
Erick Robert KroskyEdward JonesBBVA Securities Inc.$10002-17-2017
Geoffrey Thomas OlohanEdward JonesMorgan Stanley09-23-2014
Gregory Jay BudgeEdward JonesWoodbury Financial Services, Inc.07-20-2009
James Patrick SwantonEdward JonesPFS Investments Inc.07-23-2015
Jamie Christine FortEdward JonesPruco Securities, LLC.01-06-2015
John David NelsonEdward JonesUBS Securities LLC11-17-2017
John Dray SterlingEdward JonesSecurities America, Inc.$15008-28-2009
John Randall GriffisEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2011
Jon Christopher AlbrightEdward JonesMFS Fund Distributors, Inc.$10005-20-2016
Joseph Robert BatesEdward JonesCountry Capital Management Company07-11-2011
Julie LalwaniEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$1005-01-2017
Justin Karl PaeperEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$4212-01-2016
Kristopher Coty BrownEdward JonesJ.P. Morgan Securities LLC10-25-2019
Leon Roy BinderEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-08-2012
Next Page »

Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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