Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chad Christopher SmithEdward JonesStrategic Advisers LLC09-30-2019
Greg William HarmonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
James Thomas Stevenson Jr.Edward JonesLevel Four Advisory Services$5006-28-2019
Megan Nicole HenryEdward JonesNorthwestern Mutual Investment Services, LLC06-14-2019
Daniel MoralesEdward JonesMML Investors Services, LLC$10005-24-2019
Jonah Benjamin RosenthalEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2019
Michael John DebellisEdward JonesMadison Avenue Securities, LLC02-04-2019
Peter Vincent SerianoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2019
Christopher Michael AllenEdward JonesCetera Investment Services LLC$10001-11-2019
Irene Enriquez SimpsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Dana Mitchell ManleyEdward JonesUSAA Investment Management Company08-31-2018
Eben David EubanksEdward JonesTD Ameritrade Investment Management, LLC08-17-2018
Douglas Joseph TorrettaEdward JonesHornor, Townsend & Kent, LLC$15007-27-2018
Marc MarinoEdward JonesSovereign Global Advisors LLC07-13-2018
Duane Dale ConklinEdward JonesIntegrity Funds Distributor, LLC06-29-2018
Jonathan Adam GreeneEdward JonesKovack Securities Inc.$25006-08-2018
Scott Alan AdamsEdward JonesCFD Investments, Inc.$2505-25-2018
Shawn David KinneyEdward JonesStifel, Nicolaus & Company, Incorporated05-25-2018
Michelle Ann DurnilEdward JonesScottrade, Inc.05-11-2018
Steven Roy MuseEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2018
Sherry Lynn BrennemanEdward JonesNoesis Capital Management Corp01-08-2018
John M. CamporaEdward JonesSunTrust Investment Services, Inc.11-24-2017
David Mark PalmbachEdward JonesMorgan Stanley$2503-24-2017
Linda Jean OlsonEdward JonesWells Fargo Clearing Services, LLC12-02-2016
Douglas Zipp FishmanEdward JonesFinancial America Securities, Inc.11-28-2016
Next Page »

Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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