Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John F PulicareEdward JonesMFS Fund Distributors, Inc.05-01-2020
Mark H ShamesEdward JonesSunTrust Advisory Services, Inc.$1,00011-22-2019
Francois Roger BigotEdward JonesG.F. Investment Services, LLC$10010-25-2019
Sean Michael MoriartyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2019
Erik Andrew LuckeyEdward JonesWells Fargo Clearing Services, LLC08-30-2019
Jacob Shine PersonsEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Megan Nicole HenryEdward JonesNorthwestern Mutual Investment Services, LLC06-14-2019
Brett Marshall BlackwellEdward JonesMWA Financial Services Inc.01-15-2019
Michael HarperEdward JonesLPL Financial LLC11-30-2018
William Phillips AndersonEdward JonesP.J. Robb Variable Corporation08-20-2018
Susan Joy LyonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-10-2018
Kevin Michael BeahanEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-22-2018
James Russell LingerfeltEdward JonesCenter Street Securities, Inc.05-14-2018
Austin Martin PetersEdward JonesSagePoint Financial, Inc.03-13-2018
Bradford L OwensEdward JonesVoya Financial Advisors, Inc.02-12-2018
Theresa Michele MayesEdward JonesFirst Command Brokerage Services, Inc.$2511-22-2017
Ronald Wroble JrEdward JonesBankers Life Securities, Inc.06-02-2017
Daryl Dean UllmerEdward JonesState Farm VP Management Corp.04-12-2017
John Archie Bowling JrEdward JonesMcCormack Financial Planning Inc.$15003-20-2017
Gregory E HydeEdward JonesInvestment Planners, Inc.03-17-2017
Michael David LonasEdward JonesSunTrust Investment Services, Inc.09-29-2016
John Wayne PeekEdward JonesCambridge Investment Research, Inc.$15009-09-2016
Christopher Paul WebbEdward JonesProEquities, Inc.07-22-2016
Christopher Thomas HynekEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2016
Alexx K FranklinEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2015
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.