Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey C PetersonEdward JonesWells Fargo Clearing Services, LLC$5003-27-2020
David Andrew WilsonEdward JonesFBL Marketing Services, LLC$1,00001-17-2020
Kelly Suzanne DandurandEdward JonesMorgan Stanley11-22-2019
Stephen K. SwansonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Gabriel Jerome NelsonEdward JonesAmeritas Investment Company, LLC03-07-2019
Thomas Casey MeinEdward JonesWells Fargo Clearing Services, LLC$5001-18-2019
Christopher Paul ChaneyEdward JonesUBS Financial Services Inc.$2509-29-2016
Keith L OsborneEdward JonesNova R Wealth, Inc.08-19-2016
Graham William MattesEdward JonesIvy Distributors, Inc.$105-20-2016
Kristian N. SundahlEdward JonesMutual of Omaha Investor Services, Inc.02-10-2016
Andrew Joseph FretwellEdward JonesEdward Jones03-23-2015
Christopher John HuhmanEdward JonesWaddell & Reed02-23-2015
Bradley Eugene LemmonEdward JonesAllstate Financial Services, LLC$1002-24-2014
Jason PerezEdward JonesMorgan Stanley02-10-2014
Christian Michael SpurlockEdward JonesAmeriprise Financial Services, LLC01-18-2013
Chad Allen BoazEdward JonesAmeriprise Financial Services, LLC$5006-29-2012
Jeffrey Adam ChristensenEdward JonesLPL Financial LLC06-15-2012
Corey Michael LongEdward JonesWells Fargo Clearing Services, LLC10-21-2011
Ryan Joseph HenningsenEdward JonesFranklin/Templeton Distributors, Inc.$1003-14-2011
Keith Paul WinterhalterEdward JonesMorgan Stanley$5007-26-2010
Kai Johannes MullerEdward JonesThrivent Investment Management Inc.05-21-2010
Victor Jay EdwardsEdward JonesAmeriprise Financial Services, LLC01-19-2010
Mark Alan RichardsEdward JonesWaddell & Reed09-04-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.