Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dawn Mcanly NelsonEdward JonesAvantax Investment Services, Inc.12-06-2019
Caleb LafondEdward JonesThrivent Investment Management Inc.05-17-2019
Laura A. DuffEdward JonesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-16-2018
Alexander Louis CrawfordEdward JonesFidelity Personal and Workplace Advisors11-12-2018
Darren M. ReinhardtEdward JonesMoney Concepts Capital Corp05-18-2018
Christopher Owen MenserEdward JonesInvestment Professionals, Inc.10-20-2017
Taylor Grant CollinsEdward JonesAmeriprise Financial Services, Inc.04-03-2017
Klent Reese StarksEdward JonesThe O.N. Equity Sales Company09-09-2016
Christopher Robert GreenlandEdward JonesStrategic Advisers LLC03-07-2016
James Richard KasterEdward JonesJ.P. Morgan Securities LLC11-05-2015
Brice Wayne MarshEdward JonesSagePoint Financial, Inc.05-11-2015
Phillip Lee HylandEdward JonesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-01-2013
Benjamin Clifton BrazzellEdward JonesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-18-2013
Kenneth Robert WoodenEdward JonesChase Investment Services Corp.06-01-2012
Michael Glenn CatlettEdward JonesAllstate Financial Services, LLC04-13-2012
Jonathan D. KingEdward JonesLincoln Financial Securities Corporation08-21-2009
Robert Douglas Roar Jr.Edward JonesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-16-2009
Martin "Kye" NicholsEdward JonesStifel, Nicolaus & Company, Incorporated$5311-01-2018
Elliot TreeceEdward JonesStifel, Nicolaus & Company, Incorporated$8711-01-2018
Frederick Joseph DollEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-28-2014
Wade Bensieck BramlittEdward JonesUBS Financial Services Inc.$10002-08-2013
John Edward RiddleEdward JonesNYLIFE Securities LLC$10009-24-2010
Robert John MaherEdward JonesMorgan Stanley & Co. LLC$10005-01-2009
Carroll Richard GosleeEdward JonesJ.J.B. Hilliard, W.L. Lyons, LLC$15002-26-2016
Tammy Ann FugateEdward JonesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15009-18-2012
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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