Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Perry IndestEdward JonesAmeriprise Financial Services, LLC06-19-2020
Robby Lee GrahamEdward JonesVALIC Financial Advisors, Inc.10-08-2019
Derek Wesley HowardEdward JonesMorgan Stanley08-01-2019
Gary Alan HenleyEdward JonesJ.P. Morgan Securities LLC02-25-2019
David Patrick NadeauEdward JonesMML Investors Services, LLC08-17-2018
Grant R MyersEdward JonesBlackRock Investments, LLC$10002-12-2018
James Selman Rollins JrEdward JonesWells Fargo Clearing Services, LLC01-26-2018
Joseph D HowardEdward JonesPFS Investments Inc.05-26-2017
Alexander J BrignacEdward JonesMetLife Securities Inc.03-22-2017
Manuel Thompson JrEdward JonesW&S Brokerage Services, Inc.03-17-2017
Jakob DworaczykEdward JonesInfinex Investments, Inc.01-20-2017
Stephen Joseph KernionEdward JonesStratos Wealth Partners, Ltd12-15-2016
Lisa TrahanEdward JonesHancock Whitney Investment Services Inc.$5011-18-2016
Aaron Wayne QuinnEdward JonesCetera Investment Services LLC10-28-2016
Chad Michael AucoinEdward JonesJ.P. Morgan Securities LLC$10009-01-2016
Sayde L SmithEdward JonesHancock Whitney Investment Services Inc.07-29-2016
Kaye Nell OchettoEdward JonesSaybrus Equity Services, LLC07-07-2015
William James WhiteheadEdward JonesLPL Financial LLC06-19-2015
Jeremy Owen HebertEdward JonesArgent Advisors, Inc.03-06-2015
Peter B Strawitz IIIEdward JonesWells Fargo Clearing Services, LLC$2506-04-2012
Lance Reed MoulinEdward JonesMorgan Keegan & Company, Inc.$5011-11-2011
David Scott PerkinsEdward JonesChase Investment Services Corp.$5010-07-2011
Rodney D LucasEdward JonesGWFS Equities, Inc.$15012-31-2010
Joseph Paul Signorelli IIIEdward JonesLombard Securities Incorporated04-27-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.