Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Frederick Shafferman IIIEdward JonesCapital One Investing, LLC$10003-29-2018
James Selman Rollins Jr.Edward JonesWells Fargo Clearing Services, LLC01-26-2018
Douglas Wayne MoranEdward JonesScottrade, Inc.04-07-2017
Jakob Lynn DworaczykEdward JonesInfinex Investments, Inc.01-20-2017
Stephen Joseph KernionEdward JonesStratos Wealth Partners, Ltd12-15-2016
Lisa Kaye TrahanEdward JonesHancock Whitney Investment Services Inc.$5011-18-2016
Chad Michael AucoinEdward JonesJ.P. Morgan Securities LLC$10009-01-2016
Sayde Lahood SmithEdward JonesHancock Whitney Investment Services Inc.$2507-29-2016
Nicholas Charles SapienzaEdward JonesEssex National Securities, LLC$15004-14-2016
Allen Joel IstreEdward JonesLPL Financial LLC02-12-2016
Kaye Nell OchettoEdward JonesSaybrus Equity Services, LLC07-07-2015
William James WhiteheadEdward JonesLPL Financial LLC06-19-2015
Christopher Sean SteinsholtEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2015
Anthony Clyde GrayEdward JonesJ.P. Morgan Securities LLC07-17-2013
Janic Cesar HoyuelaEdward JonesCapital One Investment Services LLC02-11-2013
David Scott PerkinsEdward JonesChase Investment Services Corp.$5010-07-2011
Rodney Dale LucasEdward JonesGWFS Equities, Inc.$15012-31-2010
Troy James TempletEdward JonesChase Investment Services Corp.04-01-2010
Ryan Christopher WeiseEdward JonesCapital One Investment Services LLC01-22-2010
Melissa Borne DugasEdward JonesWells Fargo Advisors Financial Network, LLC12-14-2009
Trenton Fleming CrawfordEdward JonesChase Investment Services Corp.07-24-2009
Stephen C Smith Jr.Edward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2009

Showing 1 to 22 of 22 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.