Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bret T. CookEdward JonesRaymond James Financial Services Advisors, Inc$5008-23-2019
David Michael MoscardelliEdward JonesRaymond James Financial Services, Inc.$2508-23-2019
Bret T. CookEdward JonesRaymond James Financial Services Advisors, Inc$5008-23-2019
David Michael MoscardelliEdward JonesRaymond James Financial Services, Inc.$2508-23-2019
Hari RaoEdward JonesCitizens Securities, Inc.$5005-17-2019
Robert Luke Noble Jr.Edward JonesAMDG Financial03-29-2019
Mark Michael FryeEdward JonesSpire Securities, LLC02-01-2019
Margeline Gwynne TrippEdward JonesPruco Securities, LLC.09-14-2018
Jeffrey Thomas DomenicoEdward JonesPNC Investments10-06-2017
Andrew Robert CoveEdward JonesCetera Investment Services LLC$5009-29-2017
Benjamin J. KragtEdward JonesAmeriprise Financial Services, Inc.09-15-2017
Steven Lee TownsendEdward JonesFifth Third Securities, Inc.$5008-01-2017
Timothy FliamEdward JonesCetera Advisor Networks LLC07-26-2017
Jason Andrew VogelEdward JonesMorgan Stanley07-22-2016
Shayne Hope AtwoodEdward JonesWaddell & Reed05-31-2016
John S. SeculoffEdward JonesThe Mutual Fund Store03-04-2016
James Gregory MickensEdward JonesNorthwestern Mutual Investment Services, LLC09-02-2015
Nicole Faith NarkusEdward JonesHantz Financial Services, Inc.08-10-2015
Adam Michael ThielEdward JonesMorgan Stanley06-29-2015
Dennis James TaylorEdward JonesMorgan Stanley$2504-20-2015
Mary Kay M. ZoulekEdward JonesMML Distributors, LLC03-02-2015
Christopher Robert RiesgrafEdward JonesRBC Capital Markets, LLC06-09-2014
Brandy Nichole EgglestonEdward JonesPNC Investments06-29-2012
Marc Thomas VansolkemaEdward JonesChase Investment Services Corp.$1011-04-2011
Maureen M. ElliottEdward JonesKey Investment Services LLC04-29-2011
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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