Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John O LawrenceEdward JonesADP Broker-Dealer, Inc.03-17-2017
Anthony Markland DonnellyEdward JonesAmeriprise Financial Services, LLC09-21-2018
Jason Christopher ImigEdward JonesAmeriprise Financial Services, LLC01-04-2017
Laura Ann KoesterEdward JonesAmeriprise Financial Services, LLC12-31-2012
Eugene Michael DuffyEdward JonesAnnex Wealth Management, LLC$15012-04-2019
Brian Thomas MartinEdward JonesBankers Life Securities, Inc.01-17-2020
Caitlin Michelle BeshearsEdward JonesBarclays Capital Inc.$2512-17-2012
Stephanie L McFaddenEdward JonesBrighthouse Securities, LLC$15003-24-2017
Anthony Dwayne RichEdward JonesCambridge Investment Research, Inc.06-11-2018
Staci Lynn TempletonEdward JonesCetera Advisors LLC01-04-2016
Kathryn Jo LamarEdward JonesCetera Financial Specialists LLC$3407-07-2014
Nicholas Stephen MatlockEdward JonesCharles Schwab & Co., Inc.04-08-2020
Stephanie Eileen MillerEdward JonesCharles Schwab & Co., Inc.09-28-2018
Alicia Elizabeth LakenEdward JonesCharles Schwab & Co., Inc.07-26-2010
Joshua Daniel RoyetonEdward JonesCommerce Brokerage Services, Inc.07-17-2015
Charlotte S MatthewsEdward JonesCommerce Brokerage Services, Inc.01-18-2013
Shawn Raymond SmithEdward JonesCountry Capital Management Company12-17-2012
Alexander M MairEdward JonesCutter & Company, Inc.$15005-02-2016
Andrew J BriesacherEdward JonesDuncan Financial Management, Inc.01-14-2020
Brett Matthew SmootEdward JonesEquitable Advisors, LLC04-02-2018
Donald Justin ThrashEdward JonesEquitable Advisors, LLC05-16-2014
Lawrence Lee ByarsEdward JonesFarmers Financial Solutions, LLC01-18-2018
Jeffrey David AdamsEdward JonesFBL Marketing Services, LLC01-22-2014
Andrew Timothy ClaryEdward JonesFirst Brokerage America, LLC10-25-2012
John Joseph PuricelliEdward JonesFirst Brokerage America, LLC06-01-2010
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Showing 1 to 25 of 139 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.