Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jesse J. CzajaEdward JonesVoya Financial Advisors, Inc.11-04-2019
Elizabeth Louise HaynesEdward JonesUMB Financial Services, Inc.10-21-2019
Timothy Dean CarterEdward JonesKCD Financial, Inc.10-14-2019
Richard Wayne BabineauxEdward JonesPFS Investments Inc.08-28-2019
Richard Wayne BabineauxEdward JonesPFS Investments Inc.08-28-2019
Andrew Joseph CucchiaroEdward JonesMutual Of America Life Insurance Company08-12-2019
Andrew Joseph CucchiaroEdward JonesMutual Of America Life Insurance Company08-12-2019
Andrew Joseph CucchiaroEdward JonesMutual Of America Life Insurance Company08-12-2019
James Francis MancusoEdward JonesUMB Financial Services, Inc.08-01-2019
Patrick John McHaleEdward JonesAmeriprise Financial Services, Inc.07-22-2019
Paul Lawrence BanksEdward JonesPrivate Client Services, LLC07-19-2019
Jesse Luis CarranzaEdward JonesUSAA Investment Management Company07-15-2019
Tyler Alexander SorensenEdward JonesSunTrust Investment Services, Inc.07-15-2019
Michael Ross Van BoeningEdward JonesLoyd Financial Management Inc.07-10-2019
John Anthony LaceyEdward JonesJohn Hancock Funds, LLC07-01-2019
Cameron Lee HarrisEdward JonesInfinex Investments, Inc.07-01-2019
Kimberly Ann BorstEdward JonesDiscipline Advisors, Inc.06-25-2019
Heath Michael CatoEdward JonesPNC Investments06-24-2019
David Michael McMahonEdward JonesVoya Financial Advisors, Inc.06-24-2019
Justin D MagerEdward JonesLPL Financial LLC06-17-2019
Baishi WangEdward JonesLadenburg Thalmann & Co. Inc.06-10-2019
Robert Michael PhebusEdward JonesPruco Securities, LLC.06-05-2019
Theresa Anne HarrisonEdward JonesAXA Advisors, LLC05-13-2019
Katrina Michelle JonesEdward JonesWells Fargo Clearing Services, LLC05-01-2019
Ethan Anthony MendozaEdward JonesWells Fargo Clearing Services, LLC05-01-2019
Next Page »

Showing 1 to 25 of 759 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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