Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julie Beth ReganEdward JonesLPL Financial LLC$2508-16-2019
Julie Beth ReganEdward JonesLPL Financial LLC$2508-16-2019
Kara Eileen O'ConnorEdward JonesFBL Marketing Services, LLC06-14-2019
Juli Elaine O'FerralEdward JonesPacific Select Distributors, LLC01-12-2018
Matthew Alan PetersonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2018
Eric J. FauroteEdward JonesAXA Advisors, LLC09-15-2017
Timothy Mark KarnEdward JonesMutual of Omaha Investor Services, Inc.09-01-2017
Stacy Robert PriebeEdward JonesLPL Financial LLC$1007-21-2017
Adam Ray MorrisEdward JonesNorthwestern Mutual Investment Services, LLC05-15-2017
Matthew Stephen HookerEdward JonesTD Ameritrade, Inc.11-18-2016
Donald Scott BealEdward JonesKarstens Investment Counsel, Inc.01-07-2016
Jared M. HemmingsenEdward JonesScottrade, Inc.08-31-2015
Joshua Augustus SappEdward JonesTD Ameritrade, Inc.09-11-2014
Tamara Toshia UribeEdward JonesWaddell & Reed05-30-2014
Mark Andrew ConsbruckEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-04-2013
Douglas Paul PfeiferEdward JonesLPL Financial LLC$2509-26-2013
Stephen Todd HovendickEdward JonesWells Fargo Clearing Services, LLC$1008-12-2013
David Allen RiceEdward JonesBancWest Investment Services, Inc.$10006-07-2013
Edward Alan WyattEdward JonesU.S. Bancorp Investments, Inc.$5011-21-2011
Terry Michael PfeiferEdward JonesLPL Financial LLC09-04-2009

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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