Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rachel Lynn MormanEdward JonesMorgan Stanley11-22-2019
Nigelenn Estrella HolmanEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2019
Michael D. HaakinsonEdward JonesAmeriprise Financial Services, LLC11-19-2018
Suzanne Elizabeth ChristensenEdward JonesCountry Capital Management Company10-12-2018
Shalee Michelle BryantEdward JonesFidelity Brokerage Services LLC04-27-2018
James Frazier FosterEdward JonesWells Fargo Clearing Services, LLC$5010-27-2017
Christopher Stewart CraftEdward JonesWells Fargo Clearing Services, LLC05-13-2016
Brian James EwellEdward JonesEdward Jones02-17-2015
Edward W. WooEdward JonesU.S. Bancorp Investments, Inc.01-05-2015
Michael James Eakman IIEdward JonesJ.P. Morgan Securities LLC08-15-2014
Michael Richard MurphyEdward JonesMorgan Stanley$2512-03-2010
David Joseph MarinaEdward JonesWoodbury Financial Services, Inc.05-07-2010
Neil Jamieson BerstonEdward JonesWells Fargo Investments, LLC04-13-2010
Michael Joe BaumgardnerEdward JonesRevere Securities Corp.10-09-2009
Michael Franklin MendiolaEdward JonesWells Fargo Clearing Services, LLC$2503-23-2009
Wayne Eugene BieniaszEdward JonesSanders Morris Harris LLC03-16-2009

Showing 1 to 16 of 16 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.