Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth DiazEdward JonesCitigroup Global Markets Inc.10-22-2018
Joseph Anthony MaukonenEdward JonesScottrade, Inc.05-18-2018
Natalie Danielle KnerrEdward JonesThe Huntington Investment Company$15004-27-2018
Michael C. SchumakerEdward JonesMoney Concepts Capital Corp03-16-2018
Joseph Thomas LeightonEdward JonesAmeriprise Financial Services, Inc.$1002-09-2018
Jason Michael EllingerEdward JonesInfinex Investments, Inc.12-08-2017
James Lewis Jeffries IIIEdward JonesFifth Third Securities, Inc.09-01-2017
James Thomas Carpenter IIIEdward JonesPNC Investments05-05-2017
Todd Anthony BooneEdward JonesThrivent Investment Management Inc.04-13-2017
Joshua Samuel MeyersEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2017
Dennis James HarpEdward JonesMetLife Securities Inc.02-03-2017
Adam Tyler KwiecinskiEdward JonesMorgan Stanley09-23-2016
Jeffrey M. MeierEdward JonesTD Ameritrade Investment Management, LLC07-08-2016
John Thomas ZangEdward JonesJ.P. Morgan Institutional Investments Inc.07-05-2016
Niniek S SulandariEdward JonesJ.P. Morgan Securities LLC05-27-2016
Deanna Kay PatrickEdward JonesWesBanco Securities, Inc.04-22-2016
Derek M VoytovichEdward JonesThe Huntington Investment Company02-12-2016
Tony S. StinebaughEdward JonesJ.P. Morgan Securities LLC11-20-2015
Ryan Matthew ReffnerEdward JonesLPL Financial LLC07-24-2015
David Kenneth Percy EnglishEdward JonesThe Huntington Investment Company05-29-2015
Kevin Lynn RoesslerEdward JonesSecurian Financial Services, Inc.05-29-2015
James Andrew JonesEdward JonesJ.P. Morgan Securities LLC04-24-2015
Brendan P. SheaEdward JonesCredit Suisse Securities (USA) LLC04-13-2015
William Nathaniel JohnsonEdward JonesJ.P. Morgan Securities LLC01-29-2015
Jack Dale BaylissEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$15011-21-2014
Next Page »

Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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